5/19/2026 6:22:02 PM A Major Change in SEC Enforcement Settlements: SEC Rescinds ‘No-Deny’ Policy By Susan Light Wayne M. Aaron Michael Diver Christian Kemnitz Michael Lohnes Richard Marshall +3 more... Show less On May 18, 2026, the Securities and Exchange Commission (SEC) announced that it had rescinded its longstanding “no-deny” (gag) settlement...
5/15/2026 8:24:44 PM Weighing Bankruptcy and Alternative Solutions for Distressed Situations: A Conversation With Harold Israel and Jack O’Connor By Paul Musser In the latest episode of the TMA Chicago/Midwest Podcast, I sat down with Harold Israel and Jack O'Connor, partners in the Financial...
5/14/2026 9:17:17 PM SEC's Second Podcast Spotlights a 'Spring Cleaning' of Corporate Disclosure By Carl Kennedy Michael Didiuk Adam Bolter Lori Jacobs Alexa Warner +2 more... Show less On May 12, the Securities and Exchange Commission (SEC) released the second episode of its podcast, Material Matters, with Chairman Paul...
5/14/2026 6:57:39 PM California's CPOM Crackdown: The AG's One-Two Punch Puts PE-Backed Healthcare on Notice By Anthony Del Rio Caitlin Kierum Recent enforcement actions and legal filings signal that California regulators are ramping up enforcement. In the span of just over a...
5/8/2026 5:51:14 PM SEC Adopts Inflation-Based Adjustment to 'Qualified Client' Thresholds for Performance Fees By Michael Didiuk Alexa Warner Adam Bolter On April 28, 2026, the Securities and Exchange Commission (SEC) issued a final order adjusting for inflation the dollar amount thresholds...
5/8/2026 5:19:29 PM Federal Court Blocks Arizona From Enforcing Gambling Laws Against Prediction Markets By Carl Kennedy Matt Kluchenek Alexa Warner Alex Kim +1 more... Show less A federal court has blocked Arizona from enforcing its state gambling laws against prediction markets. In an order issued on May 5, 2026,...
5/5/2026 6:12:57 PM A Presidential Monument Comes to the South Side: Chicago’s Controversial ‘TOPA’ Response to Gentrification Concerns By Seth Madorsky Jack Mulligan Over the last several years, the Obama Presidential Center (OPC) has steadily risen from Jackson Park on the South Side of Chicago. The...
5/5/2026 3:05:49 PM FCA Policy Statement on Fund Tokenisation: What You Need to Know By Christopher Collins Ryan Hansen Thomas Laurer Neil Robson Edward Tran Ciara Watson Eleanor Bines +4 more... Show less On 30 April 2026, the Financial Conduct Authority (“FCA”) published a policy statement (“PS26/7”), setting out rules and guidance to...
5/5/2026 2:55:56 PM CME Group Clarifies Application of Rule 575 to Pro Rata Markets By Peter Wilson Zachary Schmitz Christian Kemnitz Matt Kluchenek +1 more... Show less More than a decade after targeting disruptive trading practices by implementing Rule 575, CME Group (CME) continues to fine-tune its...
5/1/2026 5:51:10 PM Tariffs and the New Wave of Securities Class Actions By Jonathan Rotenberg Dillon Rodriguez Background: A Spike in Tariff-Related Filings Few issues have reshaped the corporate disclosure landscape over the past year as quickly...