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10/1/2025 2:37:27 PM

Declawing the CAT: SEC Trims Back Audit Trail Obligations

By James Brady Michael Lohnes Nicholas Gervasi

The Securities and Exchange Commission (SEC) issued a conditional exemptive order that grants targeted relief from several requirements...

10/1/2025 2:31:42 PM

By Carl Kennedy Michael Didiuk Lori Jacobs

In what the agencies are touting as “a new era of collaboration” and “a new day for US capital markets,” the Securities and Exchange...