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On 27 July 2023, Depository Trust & Clearing Corporation (“DTCC”) announced its decision to exit the Global Markets Entity Identifier...
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On July 26, 2023, the Securities and Exchange Commission (SEC) adopted rules requiring registrants to disclose material cybersecurity...
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On July 26, the Securities and Exchange Commission (SEC) voted 3-2 in favor of proposing new rules and amendments designed to address...
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A recent DC Circuit Court of Appeals challenge to a FINRA enforcement action brings into question whether FINRA should be held...
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On July 23, the New York Times published a full-page editorial titled “Fixing Sanctions.” A major theme is that U.S. sanctions laws...
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Late last week, the United States District Court for the Southern District of California denied a motion to dismiss a putative class...
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On June 1, 2023, the US Supreme Court held in a unanimous decision in Slack Technologies LLC v. Pirani that Section 11 of the Securities...
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Recently, I had the privilege of moderating a panel on Generative AI through the University of Chicago’s Master of Applied Data Science...
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As the great American philosopher and baseball legend Yogi Berra once said, "The future ain't what it used to be." Yogi was prescient (as...
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On June 23, 2023, SolarWinds disclosed in its most recent Form 8-K filing that “certain current and former executive officers and...
On 28 June 2023, the UK’s Law Commission (“Commission”) published its final report (“Report”) setting out its recommendations to UK...
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On June 8, the Centers for Medicare & Medicaid Services (CMS) announced a new primary care model – the Making Care Primary (MCP) Model –...
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On July 11, 2023, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) issued Hostages and Wrongful Detention Sanctions...
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Major media and consultants are noting the increasing trend towards corporate “greenhushing,” that is, adopting a “radio-silence approach...
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On 7 July 2023, the European Commission (“EC”) approved the text of a delegated regulation supplementing the EU Securitisation Regulation...
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On 11 July 2023, HM Treasury issued two publications on the future of the UK’s short-selling regime. The first publication was the UK...