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Just under 10 years ago, the Joint Audit Committee launched a shot across the bow of the futures industry with this seemingly innocuous...
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Seeking to ensure that designated contract markets (DCMs) and swap execution facilities (SEFs) adequately incorporate an independent...
Building a business with a diversified employee base is no longer a nice to have; it’s necessary, both in terms of talent retention and...
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On February 13, the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) proposed to expand anti-money...
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Working with TMA Chicago Midwest, Katten has relaunched the chapter’s podcast with Insolvency and Restructuring Partner Paul Musser as...
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On February 6, the Centers for Medicare and Medicaid (CMS) published an important FAQ for Medicare Advantage Organizations (MA) and...
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As background, the SEC adopted amendments to Rule 15b9-1 of the Securities Exchange Act of 1934 (SEA Rule 15b9-1) that require a...
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On February 8, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly adopted amendments to...
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On February 6, 2024, the Securities and Exchange Commission (SEC) adopted two new rules that expand who may be considered a dealer or a...
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On 30 January 2024, the UK government published a written statement (Statement) granting an equivalence decision for European Economic...
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On January 24, the Consumer Financial Protection Bureau (CFPB) issued a new proposed rule in its ongoing campaign against so-called “junk...
OpenAI was thrust into the limelight last year thanks to the popularity of its generative AI chatbot ChatGPT. While it is expected that...
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On January 16, 2024, the U.S. Supreme Court held oral argument on a question that could have significant consequences for securities...