Dec 29, 2021 SEC Delivers Coal Under the Christmas Trees of NYSE Arca and Cboe BZX in the Form of Rejections to List Bitcoin ETFs By Gary DeWaal Two national securities exchanges found coal under their Christmas trees on December 22, 2021, in the form of disapproval orders by the...
Dec 28, 2021 Deja Vu Again Justified?: CFTC Fines Respondents for Wash Sales Less Than Two Weeks After COMEX Fines and Suspends Two Principals for Same Offense By Gary DeWaal A settlement of a potential administrative action against two Dubai residents (Kunal Bansal and Vinit Agarwal) and firms for which they...
Dec 07, 2021 Gary DeWaal Speaking on DeFi at 2021 NASAA Fintech and Cybersecurity Symposium By Financial Markets and Funds Financial Markets and Funds partner Gary DeWaal will speak on a panel "The Future of Decentralized Finance (DeFi): What if there is no...
Dec 02, 2021 CMS Suspending Vaccination Requirement Implementation By Kenya Scott Woodruff In light of the two federal cases in which injunctions were granted against CMS mandatory vaccination mandates, CMS issued new FAQ's...