Jun 09, 2022 Regulatory Alert! A Joint Audit Committee Reminder to FCM Legal and Compliance Personnel By Stephen Morris The JAC is a club of futures exchanges, in their capacities as self-regulatory organizations. Under a delegation of authority from the...
Jun 08, 2022 SEC Proposes New ESG Disclosure Requirements for Regulated Funds and Investment Advisers By Allison Yacker Jacob Setton On May 25, the Securities and Exchange Commission (“SEC”) proposed additional disclosure requirements for funds that utilize...