/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-04-01-17-33-58-781-69cd5706c75ad085100e820a.jpg)
Making clear that the era of “regulation by enforcement” is over, Commodity Futures Trading Commission (CFTC) Director of Enforcement...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-04-01-16-07-44-918-69cd42d0fb215ac3ae0a383c.jpg)
Two recent regulatory actions by the Centers for Medicare & Medicaid Services (CMS) have reshaped the ownership and enrollment landscape...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-04-01-14-41-51-762-69cd2eafc8385d1eb90fcb1d.jpg)
In a somewhat unusual step, the Securities and Exchange Commission (SEC) paused the effort by the Chicago Board Options Exchange (Cboe)...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-30-17-30-08-894-69cab3202c2f321d8550eb14.jpg)
In a development that implicates the tension between the rights of criminal defendants to be represented by counsel of their choice, and...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-31-17-26-38-458-69cc03ce964090954afdd3eb.jpg)
The Securities and Exchange Commission (SEC) approved the joint industry proposal (Proposed Amendment), spearheaded by Consolidated Audit...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-25-18-07-51-378-69c42477cc69e1b6ed439188.jpg)
On March 10, Katten Real Estate Senior Counsel Alvin Katz and Timothy Little joined guest speakers from Focus and Dwight Mortgage Trust...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2026-03-25-13-38-28-101-69c3e554ce5e71ad4659740d.jpeg)
Securities and Exchange Commission (SEC or Commission) Commissioner Hester Peirce delivered wide-ranging remarks at SIFMA's Compliance...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-20-21-01-48-202-69bdb5bca66651229573421b.jpg)
Every few years, the Federal Trade Commission convenes a consumer protection-focused conference that features academic research regarding...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-24-14-31-57-346-69c2a05dca037df9e9642cf0.jpg)
Financial Industry Regulatory Authority (FINRA) President and CEO Robert Cook spoke at the 2026 SIFMA Compliance & Legal Annual...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-23-19-21-58-003-69c192d63178b7b9c73cd035.jpg)
Sometimes the best regulatory changes are the ones that make compliance officers smile — and maybe even leave the office before 7:00 p.m....
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-23-16-04-42-827-69c1649a4166afc6a65844be.jpg)
In a candid fireside chat at the 2026 SIFMA Compliance and Legal Annual Conference, Securities and Exchange Commission (SEC or...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-21-04-51-16-094-69be23c4b4707f9cecf22a98.jpg)
It is difficult to appeal an arbitrator’s award due to limited appeal grounds and deferential standards governing arbitral...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-19-21-33-59-481-69bc6bc77b5d794b245be98f.jpg)
In a move that would make even the most seasoned sports fans do a double-take, the Commodity Futures Trading Commission (CFTC or...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-19-20-43-52-834-69bc60088863aa22076f736a.jpg)
In February 2026, the Supreme Court ruled 6-3 in Learning Resources v. Trump that the International Emergency Economic Powers Act...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-18-18-41-00-346-69baf1bc5159ca1323873e2e.jpg)
On 19 June 2026, one year after the Data (Use and Access) Act 2025 (“DUAA”) received Royal Assent, all data controllers subject to UK...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-03-17-22-27-15-322-69b9d5435f29eb18963018e0.jpg)
Staff from the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC or Commission) issued No-Action...