/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-30-12-46-17-699-6ae49199f86ac43ada06aaa1.jpg)
On October 23, 2026, the Securities and Exchange Commission (“SEC”) Division of Examinations (“Division”) released its examination...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-29-19-43-30-847-6ae3a1e286399d692fa48d93.jpg)
What are fiduciary duties? Certain relationships give rise to fiduciary duties, such as those of a trustee, a company director or in...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-29-15-02-05-589-6ae35fed633ad0fc412ca2cc.jpg)
On 22 October 2026, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) (together, the Regulators) published...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-29-00-41-03-483-6ae2961f4b7c7c882c33ce41.jpg)
The Financial Conduct Authority (“FCA”) has published a consultation paper (“CP26/36”) on draft perimeter guidance for regulated...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-28-18-53-05-979-6ae244916628c123d0f96323.jpg)
Katten’s M&A and Private Equity practice has long served as trusted counsel to independent sponsors and a variety of capital providers,...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-26-14-16-31-067-6adf60bf534510e4c2bb7953.jpg)
Your will or trust is only as strong as its ability to hold up under challenge. Those challenges are becoming more common. A disappointed...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-26-13-33-32-424-6adf56acde33a044e1502547.jpg)
The Financial Conduct Authority (“FCA”) has published a consultation paper (“CP26/34”) on preparing for the new UK transaction reporting...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-23-19-33-02-291-6adbb66e072522557d3eab27.jpg)
The people who build the most remarkable fortunes tend to share certain traits: drive, vision and a relentless focus on the next...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-19-17-03-32-820-6ad64d64203f8b556e180c14.jpg)
In July, we wrote about the final regulations under T.D. 10052, which confirm that a Section 1035 exchange is no longer, by itself, a...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-19-13-53-48-169-6ad620ec9559e780ab56b17e.jpg)
The Securities and Exchange Commission (SEC) has proposed treating “accredited investors” under Regulation D as “qualified clients” under...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-15-19-12-41-278-6ad125a90e7e30becd8e3a93.jpg)
Overturning an arbitration award can be challenging. The Federal Arbitration Act (FAA) imposes a heavy presumption in favor of...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-15-21-36-52-140-6ad14774aa6596dee34af4a3.jpg)
Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-12-21-33-47-025-6acd523bc73178b1cd9448b4.jpg)
The Commodity Futures Trading Commission (CFTC or the Commission) has moved to clarify and codify the distinction under the Commodity...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-12-16-37-45-898-6acd0cd93a2af61876051cca.jpg)
The Financial Conduct Authority (FCA) has published two sets of finalised non-Handbook guidance on COREPRU 7 (FG26/9) and CRYPTOPRU 7...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2026-10-06-20-06-22-572-6ac554be4e3377a132b4bb3f.png)
The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2026-10-01-11-31-16-673-6abe4484864f593e513405f6.jpg)
The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...