The LME's Consultation on OTC Position Reporting
The London Metal Exchange has announced a consultation with members on a proposal to require reporting of all “OTC positions” in certain...
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CME Derived Blocks - a new way to price block trades on certain CME and CBOT Security Index Futures
On May 23, the CME is implementing new functionality under its block trade rule permitting dealers to trade “derived blocks” in certain...
FINRA Regulatory Notice on Complex Products
FINRA recently issued Regulatory Notice 22-08, which Reminds Members of Their Sales Practice Obligations for Complex Products and Options...
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