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In July, we wrote about the final regulations under T.D. 10052, which confirm that a Section 1035 exchange is no longer, by itself, a...
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The Securities and Exchange Commission (SEC) has proposed treating “accredited investors” under Regulation D as “qualified clients” under...
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Overturning an arbitration award can be challenging. The Federal Arbitration Act (FAA) imposes a heavy presumption in favor of...
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Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved...
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The Commodity Futures Trading Commission (CFTC or the Commission) has moved to clarify and codify the distinction under the Commodity...
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The Financial Conduct Authority (FCA) has published two sets of finalised non-Handbook guidance on COREPRU 7 (FG26/9) and CRYPTOPRU 7...
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The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
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The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...