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The 2024 US presidential elections may signal a shift in the Commodity Futures Trading Commission’s (CFTC or Commission) regulatory and...
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The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures...
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On Oct. 31, 2024, The Office of Foreign Assets Control ("OFAC") of the U.S. Department of the Treasury published a “Sanctions Guidance...
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The Securities and Exchange Commission (SEC) has recently adopted final rules applicable to SEC-registered Covered Clearing Agencies...
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In the latest TMA Chicago Midwest Podcast episode, I sat down with James (Jamie) Sprayregen, Vice Chairman at Hilco Global. Jamie, a...
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A federal court in West Virginia has ruled – in case you had any doubts – that using an independent contractor to transport your product...
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On October 15, 2024, the United States Court of Appeals for the Tenth Circuit affirmed the dismissal of a putative securities class...
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On 1 November 2024, the UK’s onshored version of the EU’s Securitisation Regulation was replaced by the UK’s new regulatory framework for...