/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-31-14-02-14-219-654108e6193c8fa49af637d5.jpg)
On 24 October 2023, the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) (together, the Regulators)...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-30-13-38-18-532-653fb1ca946c42efc98c2bca.jpg)
Pursuant to the Fact Sheet published on October 30, 2023, by the White House, President Biden issued a landmark Executive Order to ensure...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-27-20-49-05-047-653c2241aa16c1a78944801a.jpg)
For Cybersecurity Awareness Month, which is recognized every October, California Attorney General Rob Bonta provided consumers and...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-27-14-26-05-620-653bc87daa16c1a78943bdec.jpg)
On 25 October 2023, the FCA published a statement (Statement) warning about common issues with cryptoasset marketing in the UK. The FCA...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-20-17-54-42-944-6532bee2ac5088fe5fb4074e.jpg)
On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-19-22-35-51-576-6531af47d254d3cc4d93d239.jpg)
For the last three decades, CFTC Regulation 4.7 has provided registered CPOs and CTAs with exemptions from certain compliance...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-19-14-26-42-459-65313ca25036897bfa5b42b4.jpg)
It is no longer just lions, tigers and bears Dorothy needs to be fearful of, but if she is a potential defendant in a CFTC enforcement...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-10-13-46-53-409-652555cda8419f5e7095a443.jpg)
The Centers for Medicare and Medicaid Services (CMS) recently updated the publicly available information regarding the Self-Referral...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/613651eb400fb30dc02a5b3b/2023-10-17-02-24-27-589-652df05b2f267dc2e947cbe4.jpeg)
'The Commodity Futures Trading Commission appears to have revived a version of Major League Baseball’s “neighborhood play,” as evidenced...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-11-14-03-51-529-6526ab4740015a4fd47efa85.jpg)
The FTC has proposed a rule to ban so-called “Junk Fees,” which, if enacted as proposed, would affect numerous industries, ranging from...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-11-09-56-30-825-6526714ea8419f5e7097b11e.jpg)
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have recently published consultation papers on a package...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-10-15-16-51-553-65256ae38759d5eb6b15601b.jpg)
On 6 October 2023, the Financial Conduct Authority (“FCA”) updated its anti-money laundering (“AML”) and counter terrorist financing...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-06-21-12-00-408-65207820203d8864d6da20f3.jpg)
In today's digital world, public and private companies are facing a growing number of cybersecurity threats while simultaneously...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-06-19-23-37-631-65205eb95e75dfc292e76999.jpg)
As we have adjusted to a combination of hybrid, in-person and remote work conditions, bad actors continue to exploit the vulnerabilities...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/613651eb400fb30dc02a5b3b/2023-10-06-17-58-48-771-65204ad85e75dfc292e746aa.jpeg)
On October 3, 2023, a federal court denied the Securities and Exchange Commission’s request to certify for appeal the same court’s...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-10-03-15-54-18-331-651c392a7f6bf9f026cca8e4.jpg)
Katten will present its annual Private Wealth & Fiduciary Seminar, “Advising UHNW Families in an Era of Uncertainty,” at 9:00 a.m. (CT)...