Dec 26, 2023 In Brief: Estate Planning and Corporate Transparency Act Reporting By Katten Muchin Rosenman LLP The Corporate Transparency Act (CTA) is effective on January 1 and requires "Reporting Companies" to disclose specific information to the...
Dec 21, 2023 FCA Publishes Update on UK Market Share Test for Ancillary Activities Exemption 2024-2025 By Carolyn Jackson Ciara McBrien On 20 December 2023, the Financial Conduct Authority (FCA) published a statement (Statement) providing an update on the ancillary...
Dec 21, 2023 FCA Consults on UK Commodity Derivatives Regulatory Framework Reform By Carolyn Jackson Ciara McBrien On 4 December 2023, the Financial Conduct Authority (FCA) published a consultation paper (CP23/27) on reforming the UK commodity...
Dec 21, 2023 UK Regulators Publish Policy Statement on Margin Requirements for Non-Centrally Cleared Derivatives By Carolyn Jackson Ciara McBrien On 18 December 2023, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) (together, the Regulators) published...
Dec 20, 2023 CFTC Settles Enforcement Action Against Commodity Trading Firm for Alleged Fraud in Connection with Physical Commodity Trading Only – No Derivatives By Dan Davis Carl Kennedy Emphasizing its broad authority over fraud solely in connection with commodities – not just fraud in connection with derivatives...
Dec 19, 2023 California Attorney General Pushes to Uphold State's Age-Appropriate Design Code By Trisha Sircar On December 13, 2023, California Attorney General Rob Bonta filed a brief in the Ninth Circuit Court of Appeals in defense of...
Dec 18, 2023 Key Takeaways From COP28 By Catherine O'Brien Chris Cole COP28 came to an end this month in Dubai in the final weeks of the hottest year in recorded history. Since 1992, this “Conference of the...
Dec 15, 2023 SEC Regulatory Update: Fall 2023 Rulemaking Agenda Published By Adam Bolter The Office of Information and Regulatory Affairs recently released the semi-annual, Fall 2023 regulatory agenda (“Agenda”). The Agenda...
Dec 07, 2023 A Breath of Fresh Air: CFTC Proposes Voluntary Carbon Credit Market Guidance By Carl Kennedy After two years of examining carbon markets, the Commodity Futures Trading Commission (CFTC) proposed measures focused on improving...
Dec 07, 2023 'ESG, China & Investability' Discussed on Latest (mis)Conduct, Money & Reputation Podcast By Katten Muchin Rosenman LLP An increasingly diverse regulatory landscape presents substantial reputational challenges for investment managers. Amid the shifting ESG...
Dec 07, 2023 Join Katten for the 2024 Annual Reporting & Proxy Season Update on December 12 By Katten Events CLICK HERE to register for this webinar. Please join Katten, Ernst & Young LLP and Meridian Compensation Partners for a webinar featuring...
Dec 07, 2023 ANA Study Finds Over $20 Billion in 'Efficiency Gains' Possible in Programmatic Advertising Spend By Chris Cole In a diplomatically worded report, on December 5, the Association of National Advertisers (ANA) published its updated study:...
Dec 06, 2023 Join Katten for Investing for Tomorrow: Health Care Institutions as Investors, Strategic Investment Partners and Entrepreneurs on December 13 By Katten Events Katten will present a two-part series that delves into the transformative role of hospitals, academic medical centers, and health care...
Dec 05, 2023 Your Year-End Estate Planning Checklist: Don't Drop the Ball! By Katten Muchin Rosenman LLP Before the ball drops in 2023 and signals the start of the New Year, there are some things you can do to ensure your estate planning is...
Dec 01, 2023 5 Things to Know About the 'Power' of Powers of Appointment By Jon Kohl An important aspect of your estate plan could be the flexibility you allow (or do not allow) via powers of appointment. Trusts with...