Shareholder Inspection Rights Out of Control
Professor Geeyoung Min at Michigan State University College of Law and Alexander M. Krischik, an associate at Richards, Layton &...
Contributors
-
Associate -
Partner and Co-Chair, Investment Management and Funds -
Associate -
Partner -
Partner -
Partner -
-
-
Special Counsel and Chair, Financial Markets and Regulation -
-
-
-
Associate -
Partner -
-
Partner -
Partner and Deputy General Counsel -
Partner, Health Care Transactions and Compliance -
Partner and Chair, Health Care Transactions and Compliance -
Special Counsel -
Senior Counsel -
Senior Counsel -
Partner -
Associate -
Associate -
Partner -
Partner -
Associate -
Partner Financial Markets and Funds -
Partner Financial Markets and Funds -
Futures Audit Trails Requirements: A Compliance Minefield?
US futures exchange rules require participants with direct access to the exchange’s trading systems to maintain an “electronic audit...
FINRA's New Rule Proposal Eases the Ability for Brokers to Work From Home
On July 27, 2022, FINRA filed a proposed rule change with the SEC to make it easier for brokers to work from home.
The proposed rule will...
Futures Intermediaries: Pre-hedge Block Trades At Your Own Risk
The Commodity Futures Trading Commission recently settled allegations that Powerline Petroleum, a registered introducing broker (IB),...
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at sales@passle.net