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7/21/2026 2:03:51 PM

IRS Fixes the ‘1035 Exchange Trap’: What Life Settlement Funds and PPLI Users Need to Know Now

By Henry Bregstein Mitchell Fagen

The US Department of the Treasury (Treasury) and the Internal Revenue Service (IRS) have just finalized regulations fixing a problem that...

7/20/2026 3:54:13 PM

SEC Proposes Regulation E-Delivery: A New Default to Electronic Delivery Under Federal Securities Laws

By Wayne M. Aaron James Brady Susan Light +1 more...

The US Securities and Exchange Commission (the “SEC” or the “Commission”) released its proposal for Regulation E-Delivery (“Reg...

7/16/2026 7:27:57 PM

California Chasing Arrows Recycling Law, SB 343, Preliminarily Enjoined

By Chris Cole

Producers and users of plastic and paper packaging sold into California had been preparing for a compliance deadline of October 4, 2026,...

7/15/2026 10:29:47 PM

FINRA Considers Substantial Changes to Enforcement Program

By Patrick Smith Michael Diver Michael Lohnes +1 more...

On June 30, the Financial Industry Regulatory Authority (FINRA) released a report (Report) prepared by two outside experts tasked with...

7/8/2026 6:45:27 PM

OFAC Issues General License X1, Withdrawing General License X's Grant of Broad Sanctions Relief on Iran's Oil and Petroleum Sector

By Jacques Semmelman Alex San Martin

The temporary trade opportunity created on June 22, 2026 by issuance of Iran General License X (GLX) by the U.S. Treasury Department’s...

7/8/2026 2:06:58 PM

Predictable: ESMA Clarifies Application of Binary Options Rules to Event Contracts and Prediction Markets

By Nathaniel Lalone Carl Kennedy Eleanor Bines

Background Event contracts, and the prediction markets on which they trade, have seen a sharp rise in popularity in recent years,...

7/7/2026 10:07:48 AM

What Matters Now in Private Markets: Eight Takeaways from SuperReturn 2026

By Thomas Laurer Ryan Hansen

Each June, SuperReturn International brings together much of the global private markets industry in Berlin, where GPs, LPs, advisers and...

7/3/2026 11:55:47 AM

UK Consumer Duty: FCA Consults on Scope and Proportionality

By Christopher Collins Neil Robson Ciara Watson +1 more...

The Consumer Duty, which came into force in July 2023, is viewed by the FCA as a cornerstone of retail financial services regulation in...

7/2/2026 3:08:03 PM

FCA Publishes Landmark Policy Statements Finalising the UK’s Cryptoasset Regulatory Regime

By Christopher Collins Carolyn Jackson Nathaniel Lalone +3 more...

Introduction On 30 June 2026, the Financial Conduct Authority (FCA) published a comprehensive suite of policy statements setting out...

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