9/15/2025 4:44:24 PM HM Treasury Consultation on Changes to UK Money Laundering Regulations By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo James Wells +4 more... Show less Background HM Treasury (HMT) recently published a draft statutory instrument (SI), The Money Laundering and Terrorist Financing...
9/12/2025 8:00:32 PM FDA's AI-Powered Crackdown on Alleged Deceptive Drug Promotions By Kate Hardey On September 9, 2025, the U.S. Food and Drug Administration (FDA) announced it is launching a targeted initiative to combat deceptive...
9/12/2025 4:21:09 PM Key Developments From the SEC's Project Crypto: Additional Katten Thought Leadership By Carl Kennedy Michael Didiuk The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
9/12/2025 4:20:29 PM Key Developments From the SEC's Project Crypto: Regulatory Updates By Carl Kennedy Michael Didiuk The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
9/12/2025 4:16:57 PM Ofcom Updates Guidance on Protecting People from Online Suicide and Self-Harm Material Amidst Investigation into Suicide Forum By Terry Green Larry Wong In our previous articles on Ofcom’s enforcement under the Online Safety Act (OSA), we examined age-appropriate access and the OSA’s...
9/10/2025 4:29:40 PM SEC Releases Spring 2025 Regulatory Agenda: A Re-Set for Investment Management and Heavy Emphasis on Crypto Assets By Adam Bolter Dan Davis Carl Kennedy Michael Didiuk Richard Marshall Christian Hennion David Dickstein Wayne Aaron Susan Light +6 more... Show less The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and...
9/8/2025 4:18:13 PM State Attorney General Renews Focus on Cryptocurrency and the Financial Industry By Michael Diver Lindsey Smith Mitchell Caminer State attorneys general are increasingly active in regulating the cryptocurrency industry, stepping in with enforcement actions that...
9/8/2025 3:54:53 PM Getting the Green Light: FDA's New Safeguards for GLP-1 Imports By Kate Hardey On September 5, 2025, the U.S. Food and Drug Administration (FDA) announced the establishment of a "green list" import alert (Import...
9/4/2025 4:16:38 PM CFTC-SEC Joint Statement Signals Accelerated Path to US Spot Crypto Trading By Dan Davis Alex Kim Michael Didiuk The CFTC-SEC Joint Staff Statement on “Project Crypto–Crypto Sprint” (Joint Statement) lands in the middle of an already-active policy...
9/4/2025 3:11:33 PM CMS Releases FAQ Discussing New WISeR Model By Ramana Rameswaran Joe Lecroy As a follow-up to its recent announcement of the new Wasteful and Inappropriate Service Reduction (WISeR) Model (which we have previously...
9/2/2025 3:05:36 PM Setting the Record Straight: CFTC Staff Reaffirm the Commission’s FBOT Framework, Providing Clarity to Non-US Exchanges By Carl Kennedy Dan Davis Christopher Collins Carolyn Jackson Nathaniel Lalone +2 more... Show less Amid “recent confusion and disruption regarding whether non-US exchanges should register [with the Commodity Futures Trading Commission...
9/1/2025 11:07:57 AM FCA Findings Following UK Review of Algorithmic Trading Controls By Neil Robson Sara Portillo The UK Financial Conduct Authority (FCA) has recently published the findings of its latest multi-firm review (the Review), assessing ten...
8/27/2025 4:46:33 PM Just Over Two Weeks to Complete EDGAR Next Enrollment By Christian Hennion David Dickstein Adam Bolter Eli Krasnow Nicholas Gervasi Robert Bourret +3 more... Show less In 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” which involved amendments intended to provide...
8/25/2025 8:50:29 PM The CFPB is Reconsidering Personal Financial Data Rights Rule Under the Dodd-Frank Act By Trisha Sircar On August 22, 2025, the Consumer Financial Protection Bureau (CFPB) issued an advance notice of proposed rulemaking seeking public...
8/22/2025 9:05:17 AM A (Byrne &) Storm is Brewing – Do Not Ignore the Online Safety Act’s International Reach By Terry Green Larry Wong Earlier this year, as deadlines for online platforms passed to implement highly effective age verification and to conduct risk...
8/19/2025 3:36:40 PM ESAs Publish Guide on Oversight of Critical ICT Third-Party Service Providers under DORA By Nathaniel Lalone Ciara McBrien The European Supervisory Authorities (ESAs) recently published a comprehensive guide (Guide) on the oversight of critical information and...