Oct 31, 2022 Fifth Circuit Declines to Reconsider Opinion that In-House SEC Enforcement Actions are Unconstitutional By Jonathan Rotenberg Earlier this year in Jarkesy v. SEC, a split panel of the Fifth Circuit Court of Appeals ruled that the Constitution prohibits in-house...
Oct 27, 2022 Dallas Attorneys Help Revive Failing VFW Post, Securing Community Anchor for Veterans By Katten Cares Members of Katten’s Insolvency and Restructuring group in Dallas confirmed a Plan of Reorganization for the Casey Joyce All America Post...
Oct 25, 2022 Cherry-picking, bunched orders and transfer trades By Stephen Morris Recently the CME settled disciplinary matters (and the CFTC simultaneously settled a separate enforcement proceeding) with a trader and...
Oct 12, 2022 Katten Partner Creates Compliance Manual & Policy Plan for Developing Ironbound Boxing & Education Franchise By Katten Cares Amateur boxing coach and New York-based partner Stephen Morris, Financial Markets and Funds, is working with pro bono client Ironbound...
Oct 10, 2022 Inaugural Crypto with Katten Symposium By Katten Katten is excited to announce our first Crypto with Katten Symposium. We will discuss a multitude of current legal topics relevant to the...
Oct 10, 2022 DC Fintech Week 2022 By Katten Financial Markets and Regulation special counsel and chair Gary DeWaal will lead "The State of the Fintech—and Housing Economies" at 9:00...
Oct 07, 2022 Team Katten 'Plane Pull' Results Are In (Video) By Katten Cares Results are in (and we have video)! In late September, an intrepid team of Katten volunteers, friends and family summoned all of their...
Oct 04, 2022 Laura Keidan Martin Presenting on Ensuring Compliance Program Effectiveness Under DOJ Guidelines By Laura Keidan Martin Katten Events Health Care partner Laura Keidan Martin will be participating in an American Bar Association webinar titled "Ensuring Compliance Program...
Oct 03, 2022 CFTC Brings Enforcement Action against Digital Exchange and Natural Person Controller Suggesting Native Cryptoasset is a Commodity and Not a Security By Dan Davis The Commodity Futures Trading Commission (CFTC) charged a group of companies and their natural person controller with operating an...