Fifth Circuit Declines to Reconsider Opinion that In-House SEC Enforcement Actions are Unconstitutional
Earlier this year in Jarkesy v. SEC, a split panel of the Fifth Circuit Court of Appeals ruled that the Constitution prohibits in-house...
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Dallas Attorneys Help Revive Failing VFW Post, Securing Community Anchor for Veterans
Members of Katten’s Insolvency and Restructuring group in Dallas confirmed a Plan of Reorganization for the Casey Joyce All America Post...
Cherry-picking, bunched orders and transfer trades
Recently the CME settled disciplinary matters (and the CFTC simultaneously settled a separate enforcement proceeding) with a trader and...
Katten Partner Creates Compliance Manual & Policy Plan for Developing Ironbound Boxing & Education Franchise
Amateur boxing coach and New York-based partner Stephen Morris, Financial Markets and Funds, is working with pro bono client Ironbound...
Inaugural Crypto with Katten Symposium
Katten is excited to announce our first Crypto with Katten Symposium. We will discuss a multitude of current legal topics relevant to the...
DC Fintech Week 2022
Financial Markets and Regulation special counsel and chair Gary DeWaal will lead "The State of the Fintech—and Housing Economies" at 9:00...
Team Katten 'Plane Pull' Results Are In (Video)
Results are in (and we have video)!
In late September, an intrepid team of Katten volunteers, friends and family summoned all of their...
Laura Keidan Martin Presenting on Ensuring Compliance Program Effectiveness Under DOJ Guidelines
Health Care partner Laura Keidan Martin will be participating in an American Bar Association webinar titled "Ensuring Compliance Program...
CFTC Brings Enforcement Action against Digital Exchange and Natural Person Controller Suggesting Native Cryptoasset is a Commodity and Not a Security
The Commodity Futures Trading Commission (CFTC) charged a group of companies and their natural person controller with operating an...
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