On March 30, 2023, the California Privacy Protection Agency (CPPA) announced that its rulemaking package to implement the California...
Most class-action lawyers know about Johnson v. NPAS Solutions., LLC—an Eleventh Circuit panel decision that outlawed service awards to...
Third-party environmental certifications are under misguided civil litigation attacks that will be counterproductive to environmental and...
Following Katten's first Crypto With Katten London Symposium, we thought that it might be interesting to reflect on the key takeaways...
The CFTC has proposed rules codifying the staff no-action relief of CFTC Letter 19-17 (thrice-renewed since, pending these rules). I’ve...
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On March 15, the Securities and Exchange Commission ("Commission") addressed continuing concerns regarding cybersecurity risks by...
FINRA recently filed a proposed rule change with the SEC to yet again delay the implementation date to October 25, 2023, for amendments...
On February 28, 2023, FINRA provided an update for its sweep on Social Media Influencers, Customer Acquisition and Related Information...
NAD has revised its SWIFT challenge rules to accept simple "implied" claims. The cases, for now, must still involve a single issue, and...
On March 1, 2023, the Delaware Court of Chancery issued its third decision concerning fiduciary duties in connection with de-SPAC...
Judging from this framing by the Financial Times, an obscure debate over bond liquidity may prompt regulatory scrutiny. Corporate bond...
These days, articles about ESG are often tempered with mentions of a growing anti-ESG movement. Indeed, ESG has become a political wedge...
Much has been, and remains to be, written on the SEC’s recent proposal to replace the custody rule for registered investment advisers...