Florida Appellate Court Rules That Slip and Fall Safety Report is Privileged under Patient Safety Act
The plaintiff in this negligence suit against Shands Teaching Hospital in Florida was visiting a patient when she slipped and fell on...
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Certifications Matter
Third-party environmental certifications are under misguided civil litigation attacks that will be counterproductive to environmental and...
Crypto With Katten London Symposium: Key Takeaways
Following Katten's first Crypto With Katten London Symposium, we thought that it might be interesting to reflect on the key takeaways...
At Last . . . the CFTC Proposes to Codify Letter 19-17
The CFTC has proposed rules codifying the staff no-action relief of CFTC Letter 19-17 (thrice-renewed since, pending these rules)....
SEC Proposes Changes to Trio of Cybersecurity Rules
On March 15, the Securities and Exchange Commission ("Commission") addressed continuing concerns regarding cybersecurity risks by...
Yet More Delays to FINRA's Proposed Rule Amendments to Rule 4210 Margin for Covered Agency Transactions
FINRA recently filed a proposed rule change with the SEC to yet again delay the implementation date to October 25, 2023, for amendments...
FINRA Updates its Sweep on Social Media Influencers, Customer Acquisition and Related Information Protection
On February 28, 2023, FINRA provided an update for its sweep on Social Media Influencers, Customer Acquisition and Related Information...
NAD will now accept implied claims in SWIFT
NAD has revised its SWIFT challenge rules to accept simple "implied" claims. The cases, for now, must still involve a single issue,...
China Issues Final Standard Contract Clauses for Cross-Border Data Transfers
On February 24, the Cyberspace Administration of China (CAC) released the final version of the Standard Contract Clauses for Cross-Border...
SPAC Groundhog Day
On March 1, 2023, the Delaware Court of Chancery issued its third decision concerning fiduciary duties in connection with de-SPAC...
Corporate Bond ETFs May Come Under The Regulatory Microscope
Judging from this framing by the Financial Times, an obscure debate over bond liquidity may prompt regulatory scrutiny. Corporate...
The ESG Backlash is Growing
These days, articles about ESG are often tempered with mentions of a growing anti-ESG movement. Indeed, ESG has become a political wedge...
FCMs are Custodians: The SEC's Proposed Safekeeping Rule Will Present Challenges for Them
Much has been, and remains to be, written on the SEC’s recent proposal to replace the custody rule for registered investment advisers...
Georgia Appellate Court Reverses Trial Court Decision Holding Physician Variously Liable for PA's Alleged Negligence
"The General Assembly knows how to impose liability by statute when it chooses to, and we will not read into the [Physician Assistant...
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