About James M. Brady

James Brady helps clients deal with a wide range of financial services regulatory matters. He also offers counsel on developing laws and regulations related to cryptocurrencies and digital tokens.

Selling or buying, compliance is the best policy

James works with buy-side and sell-side clients, trading facilities and clearinghouses. He deals with securities and derivatives regulatory obligations, registrations and related corporate and transactional issues. He also helps clients with examinations, enforcement actions and cross-border management.

⇣   Expand to read more

Practice Focus

  • Financial services
  • Securities and derivatives
  • Broker-dealer regulation
  • Financial services regulatory and compliance
  • Private fund formation
  • Proprietary trading firms
  • Distributed ledger products, services and technology

News

Publications

Quick Reads

Presentations and Events

Practices
Industries
Education
  • University of Michigan Law School, JD
  • Oberlin College, AB, Economics
Bar Admissions
  • Illinois
  • Utah