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Securities and Exchange Commission (SEC or Commission) Commissioner Hester Peirce delivered wide-ranging remarks at SIFMA's Compliance...
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In a candid fireside chat at the 2026 SIFMA Compliance and Legal Annual Conference, Securities and Exchange Commission (SEC or...
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In a move that would make even the most seasoned sports fans do a double-take, the Commodity Futures Trading Commission (CFTC or...
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Staff from the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC or Commission) issued No-Action...
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A new working paper from the Board of Governors of the Federal Reserve’s (Federal Reserve) Finance and Economics Discussion Series (FEDS)...
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The Commodity Futures Trading Commission (CFTC or the Commission) is not waiting for the courts to sort out who regulates prediction...
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On 29 January 2026, Katten sponsored the London Tokenisation Summit (TOK26) in London, bringing together leading voices in digital assets...
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After years of regulatory turf wars and jurisdictional uncertainty, the Securities and Exchange Commission (SEC) and Commodity Futures...
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On 16 December 2025, the Financial Conduct Authority (FCA) published a comprehensive set of proposals to formally regulate the...
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In a flurry of activity, the Securities and Exchange Commission (SEC) has taken decisive steps to integrate blockchain technology into...
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On Wednesday, December 17, the SEC’s Division of Trading and Markets (Division) issued a helpful statement (the Statement) to clarify its...
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Warm congratulations to the Honorable Michael Selig, who was confirmed by the Senate on December 18 (and sworn in on December 22) as the...
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On May 16, 2024, the Securities and Exchange Commission (SEC) unanimously approved amendments to Regulation S-P, which imposes new rules...
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As disclosed by recent comments during Congressional hearings,[1] publication of proposed regulations by the federal financial regulators...
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California, Louisiana, and Illinois have established comprehensive crypto licensing frameworks that mirror New York’s BitLicense regime. ...
On October 16, the North American Securities Administrators Association (NASAA) published the enforcement priorities for state securities...