12 Jan, 2024 See Spot Run (Finally): After Over a Decade of Rejections, SEC Approves 11 New Spot Bitcoin ETPs By Dan Davis Gary DeWaal James Brady Sheehan Band Alex Kim +2 more... Show less Eleven spot bitcoin-based exchange-traded products (ETPs) were finally approved by the Securities and Exchange Commission (SEC) on...
07 Dec, 2023 Join Katten for the 2024 Annual Reporting & Proxy Season Update on December 12 By Katten Events CLICK HERE to register for this webinar. Please join Katten, Ernst & Young LLP and Meridian Compensation Partners for a webinar featuring...
10 Oct, 2023 Join Katten for Securing Success: Decoding SEC and Other Cybersecurity Requirements in an Intensifying Threat Environment on October 26 By Katten Events In today's digital world, public and private companies are facing a growing number of cybersecurity threats while simultaneously...
28 Aug, 2023 The Second Circuit Agrees: Loans are Not Securities By Amanda Segal Lori Jacobs In a highly anticipated decision, the United States Court of Appeals for the Second Circuit affirmed the District Court’s decision in...
21 Aug, 2023 Benefits and Cautions of Capital Raising and Dual Listings in the US and Canada By Mark Wood Alyse Sagalchik There were several highlights from Katten’s recent webinar, "US–Canadian Cross-Border Capital Raising and Dual Listings." With an engaged...
18 Jul, 2023 Greater Obstacles for Section 11 Plaintiffs Given Recent US Supreme Court Ruling on 'Slack Technologies v. Pirani' By Danette Edwards Brandon Bucio On June 1, 2023, the US Supreme Court held in a unanimous decision in Slack Technologies LLC v. Pirani that Section 11 of the Securities...
13 Jul, 2023 European Commission Adopts Rules on Securitisation Risk Retention By Christopher Collins Nathaniel Lalone Peter Englund On 7 July 2023, the European Commission (“EC”) approved the text of a delegated regulation supplementing the EU Securitisation Regulation...
10 Jul, 2023 Institutional Investment Managers Filing Form 13F Must Now Track and Report Executive Compensation Proxy Votes and Securities Lending Activities By David Dickstein On July 1, 2023, the first reporting period for disclosure on Form N-PX of proxy votes regarding certain executive compensation matters...
06 Mar, 2023 SPAC Groundhog Day By Richard Zelichov Mark Wood On March 1, 2023, the Delaware Court of Chancery issued its third decision concerning fiduciary duties in connection with de-SPAC...
03 Mar, 2023 Corporate Bond ETFs May Come Under The Regulatory Microscope By Peter Wilson Judging from this framing by the Financial Times, an obscure debate over bond liquidity may prompt regulatory scrutiny. Corporate bond...
23 Jan, 2023 What Comes Down Did Not Necessarily Go Up: Price Impact in Securities Class Actions By Richard Zelichov The Columbia Law School Center on Corporate Governance recently hosted a conference on M&A and Corporate Governance at which Columbia Law...
29 Aug, 2022 New Pay Versus Performance Disclosure to be Required in Upcoming Proxy Statements By Lawrence Levin On August 25, the Securities and Exchange Commission (SEC) adopted final rules which will require disclosure of a comparison of the...