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In recent years, the US Securities and Exchange Commission (SEC) has initiated several probes into how advisory firms manage their cash...
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On October 3, 2023, a federal court denied the Securities and Exchange Commission’s request to certify for appeal the same court’s...
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The Securities and Exchange Commission acted arbitrarily and capriciously when it denied Grayscale Investment LLC’s proposed listing of a...
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An offering of non-fungible tokens was deemed an unlawful offering of securities without registration by the Securities and Exchange...
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One US federal district court judge affirmatively challenged the analysis of another district court judge sitting in the same courthouse...
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A framework for a potential bill that would provide (1) the Commodity Futures Trading Commission exclusive jurisdiction over digital...
Activision Blizzard Workplace Misconduct Allegations Transformed into Securities Violations In another victory for the Securities and...
On January 26, 2023, twenty-five states, plus a publicly traded energy company with a subsidiary that is a fiduciary and trustee under...
Multiple news outlets recently reported that the activist group Mighty Earth filed a whistleblower tip, which it styled as an informal...
The recent collapse of FTX and other companies transacting in cryptoassets prompted staff of the U.S. Securities and Exchange Commission...
On November 22, 2022, the U.S. Department of Labor (DOL) announced a final rule promulgated by the Employee Benefits Security...
The Securities and Exchange Commission again rejected an exchange’s application to list and trade shares of a bitcoin ETF on November 12,...