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Contributors

Alex Kim

Associate
Alice D'Mello

Partner
Allison Yacker

Partner and Co-Chair, Investment Management and Funds
Carl Kennedy

Partner
Carolyn Jackson

Partner
Catherine O'Brien

Associate
Chris Cole

Partner and Chair, Advertising, Marketing and Promotions
Christopher Collins

Associate
Dan Davis

Partner
Danette Edwards

Partner
Ethan Trotz
Financial Markets and Funds
Frankie Arnold
Gary DeWaal

Special Counsel and Chair, Financial Markets and Regulation
Health Care
Jacob Setton
Jennifer Howard
Joe Willey

Partner
Johnjerica Hodge

Partner
Jonathan Rotenberg

Partner
Katten Cares
Ken Davis

Partner
Kenya Scott Woodruff

Partner and Deputy General Counsel
Laura Keidan Martin

Partner, Health Care Transactions and Compliance
Lawrence Levin

Partner
Lisa Atlas Genecov

Partner and Chair, Health Care Transactions and Compliance
Lisa Prather

Special Counsel
Lucas Knoll

Associate
Michael Callahan

Senior Counsel
Michael Rosensaft

Partner
Michelle Apodaca

Senior Counsel
Nathaniel Lalone

Partner
Neil Robson

Partner
Nicholas Liotta

Associate
Nikita Yogeshwarun

Associate
Peter Bogdanow

Partner
Rachel Adams

Associate
Ramana Rameswaran

Associate
Richard Zelichov

Partner
Ryan Meyer

Partner
Sarah Eichenberger

Partner
Scott Resnik

Partner and Chair, White Collar and Internal Investigations Department
Sheehan Band

Associate
Stephen Morris

Partner Financial Markets and Funds
Susan Light

Partner Financial Markets and Funds
Trisha Sircar

Partner and Co-Privacy Officer
Vlad Bulkin

Katten Archive

Gary DeWaal Dan Davis Danette Edwards

December 11, 2022

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Public Companies with Exposure to Crypto Markets After FTX Collapse: To Disclose or Not to Disclose – You Better Disclose if Material, Says SEC Staff

The recent collapse of FTX and other companies transacting in cryptoassets prompted staff of the U.S. Securities and Exchange Commission...

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Public Companies with Exposure to Crypto Markets After FTX Collapse: To Disclose or Not to Disclose – You Better Disclose if Material, Says SEC Staff featured image

Johnjerica Hodge Danette Edwards Nikita Yogeshwarun

November 23, 2022

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New DOL Rule Enables Consideration of ESG Factors in Investing, Plus the SEC Continues its ESG Enforcement Push in the Absence of Final SEC Rules

On November 22, 2022, the U.S. Department of Labor (DOL) announced a final rule promulgated by the Employee Benefits Security...

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New DOL Rule Enables Consideration of ESG Factors in Investing, Plus the SEC Continues its ESG Enforcement Push in the Absence of Final SEC Rules featured image

Gary DeWaal Dan Davis

November 16, 2021

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Just Say No: The SEC Again Rejects an Application for the Listing and Trading of Shares of a Bitcoin Exchange-Traded Fund

The Securities and Exchange Commission again rejected an exchange’s application to list and trade shares of a bitcoin ETF on November 12,...

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Just Say No: The SEC Again Rejects an Application for the Listing and Trading of Shares of a Bitcoin Exchange-Traded Fund featured image

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