07 Feb, 2024 SEC Broadens 'Dealer' Definition By James Brady Susan Light Richard Marshall On February 6, 2024, the Securities and Exchange Commission (SEC) adopted two new rules that expand who may be considered a dealer or a...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-02-07-19-22-14-848-65c3d8669822bb37fe823f26.jpg)
