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The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
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The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...
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Alongside the new FCA’s non-financial misconduct rules, which significantly expand conduct standards across the regulated financial...
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Prediction markets have steadily expanded the universe of event contracts in which market participants can take positions, the newest...
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The Financial Conduct Authority (FCA) has published a policy statement (PS26/18) on the finalised perimeter guidance for the UK’s new...
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Does federal derivatives law preempt state gaming regulations when a prediction market lists sports-related contracts as swaps? In...
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A tailored securities offering regime for crypto assets After years of applying decades-old securities rules to digital assets, the...
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On 3 August 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/15, setting out final transaction reporting rules...
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Introduction On 6 July 2026, the European Securities and Markets Authority (ESMA) published two important documents on recent...
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The US Securities and Exchange Commission (the “SEC” or the “Commission”) released its proposal for Regulation E-Delivery (“Reg...
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On June 30, the Financial Industry Regulatory Authority (FINRA) released a report (Report) prepared by two outside experts tasked with...
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Background Event contracts, and the prediction markets on which they trade, have seen a sharp rise in popularity in recent years,...
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The Consumer Duty, which came into force in July 2023, is viewed by the FCA as a cornerstone of retail financial services regulation in...
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Introduction On 30 June 2026, the Financial Conduct Authority (FCA) published a comprehensive suite of policy statements setting out...
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At the Crypto with Katten symposium on June 3, I had the opportunity to sit down with Taylor Lindman, Chief Counsel of the Securities and...
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“This is your moment. Like, enjoy this moment where you’ve got agencies that want to work with you to build good things, good things that...