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On November 22, the US Court of Appeals for the District of Columbia Circuit granted Alpine a preliminary injunction, ruling that the...
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Earlier today, the US District Judge Reed O’Connor in Fort Worth, Texas vacated the rule recently adopted by the Securities and Exchange...
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The 2024 US presidential elections may signal a shift in the Commodity Futures Trading Commission’s (CFTC or Commission) regulatory and...
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The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures...
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On 1 November 2024, the UK’s onshored version of the EU’s Securitisation Regulation was replaced by the UK’s new regulatory framework for...
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The Commodity Futures Trading Commission (CFTC) finalized amendments to its regulations governing how CFTC-registered exchanges,...
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With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...
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After five years of consultations, public meetings and roundtable discussions, the Commodity Futures Trading Commission (CFTC or...
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The Commodity Futures Trading Commission (CFTC) continues to expand its regulatory reach in the decentralized finance (DeFi) space, this...
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In recent years, the US Securities and Exchange Commission (SEC) has initiated several probes into how advisory firms manage their cash...
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The Financial Industry Regulatory Authority (FINRA) released a comprehensive update on its insights into its member firms’ involvement in...
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In a setback to the Securities and Exchange Commission’s (SEC) crypto enforcement efforts, a federal court has denied the agency’s...
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Cybersecurity continues to dominate headlines, concern investors and have substantial and very real implications for asset and wealth...
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Two artists have filed a lawsuit against the Securities and Exchange Commission (SEC), contesting the agency’s assertion of authority...
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On July 3, the Financial Crimes Enforcement Network (FinCEN) published a proposed rule (the Proposal) to strengthen and modernize...
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In a victory for the Commodity Futures Trading Commission (CFTC), a federal court has granted summary judgment in favor of the agency in...