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The Financial Conduct Authority (“FCA”) has published a consultation paper (“CP26/36”) on draft perimeter guidance for regulated...
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The Financial Conduct Authority (“FCA”) has published a consultation paper (“CP26/34”) on preparing for the new UK transaction reporting...
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The Securities and Exchange Commission (SEC) has proposed treating “accredited investors” under Regulation D as “qualified clients” under...
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Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved...
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The Commodity Futures Trading Commission (CFTC or the Commission) has moved to clarify and codify the distinction under the Commodity...
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The Financial Conduct Authority (FCA) has published two sets of finalised non-Handbook guidance on COREPRU 7 (FG26/9) and CRYPTOPRU 7...
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The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
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The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...
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Alongside the new FCA’s non-financial misconduct rules, which significantly expand conduct standards across the regulated financial...
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Prediction markets have steadily expanded the universe of event contracts in which market participants can take positions, the newest...
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The Financial Conduct Authority (FCA) has published a policy statement (PS26/18) on the finalised perimeter guidance for the UK’s new...
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Does federal derivatives law preempt state gaming regulations when a prediction market lists sports-related contracts as swaps? In...
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A tailored securities offering regime for crypto assets After years of applying decades-old securities rules to digital assets, the...
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On 3 August 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/15, setting out final transaction reporting rules...
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Introduction On 6 July 2026, the European Securities and Markets Authority (ESMA) published two important documents on recent...
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The US Securities and Exchange Commission (the “SEC” or the “Commission”) released its proposal for Regulation E-Delivery (“Reg...