10/21/2025 1:06:30 PM FCA Consults on Fund Tokenisation and Direct Dealing By Christopher Collins Ryan Hansen Thomas Laurer Neil Robson Edward Tran Ciara McBrien Eleanor Bines James Wells +5 more... Show less On 14 October 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/28) setting out proposals to advance fund...
10/20/2025 11:26:05 AM UK Regulators Transfer MiFID Organisational Regulation into Domestic Rulebooks By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien James Wells +3 more... Show less On 9 October 2025, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published policy statements PS25/13...
10/16/2025 8:14:11 PM If It’s Broken, Please Fix It: The CFTC Proposes to Resolve Compliance Challenges for Swap Dealers By Carl Kennedy Eli Krasnow Nicholas Gervasi The Commodity Futures Trading Commission (“CFTC” or “Commission”) proposed targeted amendments (“Proposal”) to its business conduct and...
10/13/2025 2:26:25 PM From Enforcement to Empowerment: SEC Chairman Paul Atkins Charts a New Regulatory Approach for Digital Assets By Carl Kennedy Michael Didiuk Alex Kim Nicholas Gervasi +1 more... Show less Securities and Exchange Commission (SEC) Chairman Paul S. Atkins promoted a forward-looking regulatory agenda centered on innovation,...
10/8/2025 6:16:55 PM CFTC Acting Chairman Pham Outlines a Technology‑Neutral Approach to Digital Assets and Agency Modernization By Carl Kennedy Alex Kim At the Futures and Derivatives Law Report Digital Asset Leadership Summit, Commodity Futures Trading Commission (CFTC) Acting Chairman...
10/6/2025 10:04:35 AM FCA Publishes Updates on Clarifying and Streamlining the UK Consumer Duty By Christopher Collins Neil Robson Sara Portillo James Wells +1 more... Show less On 30 September 2025, the Financial Conduct Authority (FCA) published three updates in connection with the Consumer Duty (the Duty): (i)...
10/3/2025 3:08:45 PM FCA Publishes Market Watch Issue 84 on UK EMIR Refit Implementation By Carolyn Jackson Christopher Collins Ciara McBrien James Wells +1 more... Show less On 30 September 2025, the Financial Conduct Authority (FCA) published issue 84 of Market Watch (Issue 84), providing a one-year review of...
9/19/2025 12:58:38 PM FCA Consults on Application of FCA Handbook to Cryptoasset Activities By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo James Wells +4 more... Show less The Financial Conduct Authority (FCA) has published a consultation (CP25/25) on the application of the FCA Handbook to regulated...
9/12/2025 4:21:09 PM Key Developments From the SEC's Project Crypto: Additional Katten Thought Leadership By Carl Kennedy Michael Didiuk The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
9/12/2025 4:20:29 PM Key Developments From the SEC's Project Crypto: Regulatory Updates By Carl Kennedy Michael Didiuk The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
9/10/2025 4:29:40 PM SEC Releases Spring 2025 Regulatory Agenda: A Re-Set for Investment Management and Heavy Emphasis on Crypto Assets By Adam Bolter Dan Davis Carl Kennedy Michael Didiuk Richard Marshall Christian Hennion David Dickstein Wayne Aaron Susan Light +6 more... Show less The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and...
9/8/2025 4:18:13 PM State Attorney General Renews Focus on Cryptocurrency and the Financial Industry By Michael Diver Lindsey Smith Mitchell Caminer State attorneys general are increasingly active in regulating the cryptocurrency industry, stepping in with enforcement actions that...
9/4/2025 4:16:38 PM CFTC-SEC Joint Statement Signals Accelerated Path to US Spot Crypto Trading By Dan Davis Alex Kim Michael Didiuk The CFTC-SEC Joint Staff Statement on “Project Crypto–Crypto Sprint” (Joint Statement) lands in the middle of an already-active policy...
9/1/2025 11:07:57 AM FCA Findings Following UK Review of Algorithmic Trading Controls By Neil Robson Sara Portillo The UK Financial Conduct Authority (FCA) has recently published the findings of its latest multi-firm review (the Review), assessing ten...
8/27/2025 4:46:33 PM Just Over Two Weeks to Complete EDGAR Next Enrollment By Christian Hennion David Dickstein Adam Bolter Eli Krasnow Nicholas Gervasi Robert Bourret +3 more... Show less In 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” which involved amendments intended to provide...
8/18/2025 5:42:56 PM Key Developments and Industry Insights From Katten’s Crypto in Focus Webinar (Part 1) By Dan Davis Susan Light Michael Didiuk Alex Kim +1 more... Show less Katten and CRC-Oyster teamed up to launch a three-part webinar series on “Crypto in Focus: Regulation, Risk and the Road Ahead.” Part...