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The fight over whether prediction markets belong in federal or state court continues to intensify. In the span of two days last week,...
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In a matter of first impression, the Second Circuit recently affirmed the district court’s dismissal of Securities Act claims in Knapp v....
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On April 16, 2026, the Securities and Exchange Commission (SEC) debuted its podcast, Material Matters, with Chairman Paul S. Atkins...
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Just over 100 days into his tenure, Commodity Futures Trading Commission (CFTC or the Commission) Chairman Michael S. Selig appeared...
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The Securities and Exchange Commission’s (SEC or the Commission) Division of Trading and Markets yesterday released a Staff statement...
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This week has proven pivotal for the prediction markets industry, with a series of legal and regulatory developments that could have...
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The Securities and Exchange Commission’s (SEC or Commission) recently released enforcement results for the 2025 fiscal year (Results)...
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Making clear that the era of “regulation by enforcement” is over, Commodity Futures Trading Commission (CFTC) Director of Enforcement...
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In a somewhat unusual step, the Securities and Exchange Commission (SEC) paused the effort by the Chicago Board Options Exchange (Cboe)...
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The Securities and Exchange Commission (SEC) approved the joint industry proposal (Proposed Amendment), spearheaded by Consolidated Audit...
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Securities and Exchange Commission (SEC or Commission) Commissioner Hester Peirce delivered wide-ranging remarks at SIFMA's Compliance...
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Financial Industry Regulatory Authority (FINRA) President and CEO Robert Cook spoke at the 2026 SIFMA Compliance & Legal Annual...
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Sometimes the best regulatory changes are the ones that make compliance officers smile — and maybe even leave the office before 7:00 p.m....
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In a candid fireside chat at the 2026 SIFMA Compliance and Legal Annual Conference, Securities and Exchange Commission (SEC or...
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In a move that would make even the most seasoned sports fans do a double-take, the Commodity Futures Trading Commission (CFTC or...
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Staff from the Market Participants Division (MPD) of the Commodity Futures Trading Commission (CFTC or Commission) issued No-Action...