Jul 31, 2024 FinCEN Proposes Enhanced AML Rules By Susan Light Eli Krasnow On July 3, the Financial Crimes Enforcement Network (FinCEN) published a proposed rule (the Proposal) to strengthen and modernize...
Nov 08, 2023 Action Required: Corporate Transparency Act Reporting Is Here By Katten Muchin Rosenman LLP This advisory provides a general summary of the Corporate Transparency Act1 and its requirements and is not intended to, and does not,...
Nov 07, 2023 SEC Sues SolarWinds and its CISO for Fraud and Other Violations Related to Massive Data Breach By Danette Edwards On October 30, 2023, the US Securities and Exchange Commission (SEC or Commission) sued SolarWinds and its Chief Information Security...
Mar 06, 2023 SPAC Groundhog Day By Richard Zelichov Mark Wood On March 1, 2023, the Delaware Court of Chancery issued its third decision concerning fiduciary duties in connection with de-SPAC...
Feb 10, 2023 SEC’s ESG Task Force Strikes Again By Johnjerica Hodge Ryan Meyer India Williams Activision Blizzard Workplace Misconduct Allegations Transformed into Securities Violations In another victory for the Securities and...
Feb 09, 2023 Delaware Court of Chancery Ruling Imposes a Fiduciary Duty of Oversight on Corporate Officers By Sarah Eichenberger Jonathan Rotenberg Danette Edwards On January 26, 2023, the Delaware Court of Chancery resolved a long-standing ambiguity in Delaware law, clarifying, for the first time,...
Jan 23, 2023 What Comes Down Did Not Necessarily Go Up: Price Impact in Securities Class Actions By Richard Zelichov The Columbia Law School Center on Corporate Governance recently hosted a conference on M&A and Corporate Governance at which Columbia Law...