Aug 16, 2024 SEC Scrutiny into Cash Sweep Programs: What Investment Advisers Need to Know By Michael Diver Susan Light Wayne Aaron Lindsey Smith David Luger David Goldberg +3 more... Show less In recent years, the US Securities and Exchange Commission (SEC) has initiated several probes into how advisory firms manage their cash...
Jul 24, 2024 OFAC Announces Forthcoming Expanded Recordkeeping Rule By Jacques Semmelman On July 22, 2024, the Office of Foreign Assets Control ("OFAC") of the U.S. Department of the Treasury issued a Guidance on Extension of...
Sep 21, 2023 Humanitarian Channel in Qatar to Administer $6 Billion in Funds Transferred Under Deal Releasing U.S. Citizens Wrongfully Held in Iran By Jacques Semmelman In connection with the recently negotiated deal releasing five U.S. citizens wrongfully imprisoned by the government of Iran, on...
Aug 14, 2023 President Biden Issues Executive Order Targeting Certain Investments in China By Jacques Semmelman On August 9, President Biden issued an Executive Order on Addressing United States Investments in Certain National Security Technologies...
Aug 10, 2023 OFAC Issues Guidance for the Provision of Humanitarian Assistance to Syria By Jacques Semmelman On August 8, the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) issued a Guidance for the Provision of...
Jun 28, 2023 U.S. Government Issues Africa Gold Advisory By Jacques Semmelman On June 27, a broad lineup of U.S. government departments and agencies issued an “Africa Gold Advisory.” The 29-page Advisory, jointly...
Jun 16, 2023 OFAC Issues Fact Sheet on Provision of Humanitarian Assistance to Sanctioned Countries By Jacques Semmelman On June 14, the U.S. Treasury Department's Office of Foreign Assets Control (“OFAC”) published a Fact Sheet: Provision of Humanitarian...
May 22, 2023 OFAC Imposes New Reporting Requirement in Connection With Russia Sanctions By Jacques Semmelman On May 19, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) issued an amendment to Directive 4 of the Russian...
May 18, 2023 OFAC to Issue Revised Sanctions Regs Against South Sudan By Jacques Semmelman On May 17, the U.S. Treasury Department's Office of Foreign Assets Control (OFAC) announced it will be issuing a revised set of sanctions...