9/10/2025 4:29:40 PM SEC Releases Spring 2025 Regulatory Agenda: A Re-Set for Investment Management and Heavy Emphasis on Crypto Assets By Adam Bolter Dan Davis Carl Kennedy Michael Didiuk Richard Marshall Christian Hennion David Dickstein Wayne Aaron Susan Light +6 more... Show less The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and...
9/8/2025 4:18:13 PM State Attorney General Renews Focus on Cryptocurrency and the Financial Industry By Michael Diver Lindsey Smith Mitchell Caminer State attorneys general are increasingly active in regulating the cryptocurrency industry, stepping in with enforcement actions that...
9/8/2025 3:54:53 PM Getting the Green Light: FDA's New Safeguards for GLP-1 Imports By Kate Hardey On September 5, 2025, the U.S. Food and Drug Administration (FDA) announced the establishment of a "green list" import alert (Import...
9/4/2025 4:16:38 PM CFTC-SEC Joint Statement Signals Accelerated Path to US Spot Crypto Trading By Dan Davis Alex Kim Michael Didiuk The CFTC-SEC Joint Staff Statement on “Project Crypto–Crypto Sprint” (Joint Statement) lands in the middle of an already-active policy...
9/4/2025 3:11:33 PM CMS Releases FAQ Discussing New WISeR Model By Ramana Rameswaran Joe Lecroy As a follow-up to its recent announcement of the new Wasteful and Inappropriate Service Reduction (WISeR) Model (which we have previously...
9/2/2025 3:05:36 PM Setting the Record Straight: CFTC Staff Reaffirm the Commission’s FBOT Framework, Providing Clarity to Non-US Exchanges By Carl Kennedy Dan Davis Christopher Collins Carolyn Jackson Nathaniel Lalone +2 more... Show less Amid “recent confusion and disruption regarding whether non-US exchanges should register [with the Commodity Futures Trading Commission...
9/1/2025 11:07:57 AM FCA Findings Following UK Review of Algorithmic Trading Controls By Neil Robson Sara Portillo The UK Financial Conduct Authority (FCA) has recently published the findings of its latest multi-firm review (the Review), assessing ten...
8/27/2025 4:46:33 PM Just Over Two Weeks to Complete EDGAR Next Enrollment By Christian Hennion David Dickstein Adam Bolter Eli Krasnow Nicholas Gervasi Robert Bourret +3 more... Show less In 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” which involved amendments intended to provide...
8/25/2025 8:50:29 PM The CFPB is Reconsidering Personal Financial Data Rights Rule Under the Dodd-Frank Act By Trisha Sircar On August 22, 2025, the Consumer Financial Protection Bureau (CFPB) issued an advance notice of proposed rulemaking seeking public...
8/22/2025 9:05:17 AM A (Byrne &) Storm is Brewing – Do Not Ignore the Online Safety Act’s International Reach By Terry Green Larry Wong Earlier this year, as deadlines for online platforms passed to implement highly effective age verification and to conduct risk...
8/19/2025 3:36:40 PM ESAs Publish Guide on Oversight of Critical ICT Third-Party Service Providers under DORA By Nathaniel Lalone Ciara McBrien The European Supervisory Authorities (ESAs) recently published a comprehensive guide (Guide) on the oversight of critical information and...
8/18/2025 9:01:59 PM Potential Changes Coming to Medicare Provider Enrollment and DMEPOS Accreditation By Ramana Rameswaran Brandon von Kriegelstein Often there is a lot of attention paid to the Centers for Medicare & Medicaid Services (“CMS”) Inpatient Prospective Payment System...
8/18/2025 5:42:56 PM Key Developments and Industry Insights From Katten’s Crypto in Focus Webinar (Part 1) By Dan Davis Susan Light Michael Didiuk Alex Kim +1 more... Show less Katten and CRC-Oyster teamed up to launch a three-part webinar series on “Crypto in Focus: Regulation, Risk and the Road Ahead.” Part...
8/15/2025 8:58:36 PM Place Your Bets: US District Courts are Split on Whether the Commodity Exchange Act Preempts State Gaming Laws with Respect to Sports Event Contracts By Dan Davis Carl Kennedy Alex Kim Robert Bourret +1 more... Show less Derivatives exchange and prediction market KalshiEX LLC (Kalshi) was handed a litigation setback in defending its sports event contract...
8/14/2025 6:25:28 PM One Big Beautiful Bill Significantly Expands QSBS Benefits and Availability By Todd Hatcher Jeffrey Ng On July 4, 2025, the One Big Beautiful Bill Act (the "OBBBA") was signed into law. The OBBBA made a number of significant changes to the...
8/13/2025 9:00:02 AM Recent Developments to UK EMIR Reporting Requirements By Carolyn Jackson Ciara McBrien The regulatory landscape for derivatives reporting in the United Kingdom continues to evolve, with the Bank of England (BoE) and the...