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1/23/2026 9:14:05 PM

OCR Kicks Off 2026 with Reminders about "System Hardening" for HIPAA Covered Entities

By Lisa Prather

The January 2026 Cybersecurity Newsletter released by the U.S. Department of Health and Human Services Office for Civil Rights focuses on...

1/23/2026 3:57:46 PM

Marketing Rule Relief for Investment Advisers: SEC Staff Clarifies Flexibility on Model Fees and SRO Disqualifying Events

By Adam Bolter Michael Didiuk

On January 15, Staff from the Securities and Exchange Commission (SEC) published two new frequently asked questions (FAQs) related to the...

1/20/2026 9:12:58 PM

2026 Proxy Season Update: Key Regulatory and Market Developments

By Lawrence Levin Alyse Sagalchik

Overview As public companies prepare for the 2026 proxy and annual reporting season, significant regulatory and market developments are...

1/20/2026 5:59:32 PM

Supreme Court to Decide Fate of SEC’s Disgorgement Power

By Nicholas Liotta Scott Resnik

The U.S. Supreme Court is set to resolve a critical circuit split over whether the Securities and Exchange Commission (“SEC”) must prove...

1/20/2026 11:59:07 AM

New Year New Risk Assessment - Key Learning Points from Ofcom’s Year 1 Online Safety Risk Assessments Report

By Terry Green

The UK's online safety regulatory framework reached a significant milestone in 2025 with the first wave of risk assessments submitted...

1/20/2026 10:10:10 AM

ESAs and UK Regulators Sign Memorandum of Understanding on Cross Border Oversight of Critical ICT Providers under DORA

By Nathaniel Lalone Ciara McBrien

The European Supervisory Authorities (ESAs) and the UK’s Bank of England, Prudential Regulation Authority and Financial Conduct Authority...

1/14/2026 9:40:47 PM

FinCEN Finalizes 2028 Compliance Date for Adviser AML Programs

By Adam Bolter Michael Didiuk

On December 31, 2025, the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) finalized a two‑year delay of the...

1/14/2026 6:58:20 PM

Confidential Treatment for Advisers Act Filings: Process Changes and Practical Takeaways

By Michael Didiuk Adam Bolter

Investment advisers may request confidential treatment of certain information in Form ADV and other filings under the Investment Advisers...

1/14/2026 3:13:59 PM

Serving as a Fiduciary for Sanctioned Clients? OFAC’s Recent Enforcement Action is a Warning Shot

By Michael Rosensaft Nicholas Liotta

Recent enforcement actions signal the Office of Foreign Assets Control's (“OFAC”) increased scrutiny of professionals, including...

1/13/2026 6:16:11 PM

Defining Small: SEC Proposal Could Shift Regulatory Burdens for Advisers and Investment Companies

By Adam Bolter Michael Didiuk

On January 7, the Securities and Exchange Commission (SEC) proposed amendments (the Proposal) to raise the small entity thresholds for...

1/9/2026 9:01:47 PM

Delaware Corporate Law at an Inflection Point: Delaware Supreme Court Restores Tesla’s 2018 Performance-Based Equity Award to Elon Musk

By Bruce Vanyo Sarah Eichenberger Dillon Rodriguez

On December 19, 2025, the Delaware Supreme Court reversed the Court of Chancery’s decision rescinding Elon Musk’s 2018 Tesla compensation...

1/9/2026 8:31:48 PM

FCA Finalises Simplified UK Ancillary Activities Test

By Carolyn Jackson Ciara McBrien James Wells

On 19 December 2025, the Financial Conduct Authority (FCA) published a policy statement (PS25/24) finalising the rules and guidance for...

1/7/2026 12:08:09 AM

Do U.S. Courts Have Jurisdiction Over Maduro's Criminal Case?

By Jacques Semmelman Alex San Martin

The recent U.S. military action in Venezuela, in which U.S. forces captured Venezuelan President Nicolas Maduro and his wife Cilia Flores...

1/5/2026 1:55:45 PM

As the Calendar Turned Its Page, New Works Entered the Public Domain

By David Halberstadter

While many Americans think of January 1 as the day upon which to make and hopefully begin keeping New Year’s resolutions, copyright nerds...

12/29/2025 8:36:08 PM

CY 2026 Stark Law Designated Health Services Code List Update and Brief User Guide

By Ramana Rameswaran Ashley Francois

On December 1, 2025, the Centers for Medicare & Medicaid Services (“CMS”) published its annual update to the Designated Health Services...

12/24/2025 5:21:02 PM

CFTC No-Action Reinstates Broad Registration Exemption for Institutional CPOs, Pending Further Action

By Christian Hennion

On Friday, December 19, the Staff of the Commodity Futures Trading Commission’s (CFTC) Markets Participant Division published a new...

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OCR Kicks Off 2026 with Reminders about "System Hardening" for HIPAA Covered Entities

Marketing Rule Relief for Investment Advisers: SEC Staff Clarifies Flexibility on Model Fees and SRO Disqualifying Events

2026 Proxy Season Update: Key Regulatory and Market Developments

Supreme Court to Decide Fate of SEC’s Disgorgement Power

New Year New Risk Assessment - Key Learning Points from Ofcom’s Year 1 Online Safety Risk Assessments Report

ESAs and UK Regulators Sign Memorandum of Understanding on Cross Border Oversight of Critical ICT Providers under DORA

FinCEN Finalizes 2028 Compliance Date for Adviser AML Programs

Confidential Treatment for Advisers Act Filings: Process Changes and Practical Takeaways

Serving as a Fiduciary for Sanctioned Clients? OFAC’s Recent Enforcement Action is a Warning Shot

Defining Small: SEC Proposal Could Shift Regulatory Burdens for Advisers and Investment Companies

Delaware Corporate Law at an Inflection Point: Delaware Supreme Court Restores Tesla’s 2018 Performance-Based Equity Award to Elon Musk

FCA Finalises Simplified UK Ancillary Activities Test

Do U.S. Courts Have Jurisdiction Over Maduro's Criminal Case?

As the Calendar Turned Its Page, New Works Entered the Public Domain

CY 2026 Stark Law Designated Health Services Code List Update and Brief User Guide

CFTC No-Action Reinstates Broad Registration Exemption for Institutional CPOs, Pending Further Action

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