5/2/2025 2:01:00 PM Choose your GenAI model providers, models, and use cases wisely By Michael Justus Generative AI (GenAI) vendors, models, and uses cases are not created equal. Model providers must be trusted to handle sensitive data....
4/29/2025 10:21:39 AM Byte-Sized Protection: Keeping Kids Safe Online, One Risk Assessment at a Time By Terry Green The protection of children on the internet has been a huge focus in the media lately, from calls for protection of children online from...
4/17/2025 6:48:01 PM The CFPB Shuts Down Controversial "Regulation Through Guidance" Practices By Ted Huffman Eric Hail The acting head of the Consumer Financial Protection Bureau (CFPB) continues to winnow out regulatory tools used by agency staff under...
4/1/2025 6:28:31 PM Winding Back the Clock: CFTC Withdraws Controversial SEF Registration Staff Letter By Carl Kennedy Carolyn Jackson Nathaniel Lalone Christopher Collins +1 more... Show less The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) has withdrawn its previous staff advisory...
3/17/2025 2:55:21 PM Turning Up the Heat - Ofcom Ramps Up Pressure for Platforms under the Online Safety Act By Terry Green From today, online platforms are expected to have risk assessments in place to understand how likely it is for its users to encounter...
3/7/2025 10:36:26 PM CFPB Drops Challenge That Lease-to-Own Agreements Be Regulated As "Credit" By Eric Hail Ted Huffman On Thursday, the Consumer Financial Protection Bureau (CFPB) dropped its high-profile enforcement action against Acima in Utah federal...
11/22/2024 11:15:31 PM Alpine v. FINRA Big News By Susan Light Wayne Aaron On November 22, the US Court of Appeals for the District of Columbia Circuit granted Alpine a preliminary injunction, ruling that the...
9/24/2024 8:47:30 PM FCA Consults on Guidance for UK Trade Repositories’ UK EMIR Reporting Requirements By Carolyn Jackson Ciara McBrien On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...
8/15/2024 6:14:22 PM Crypto Compliance in Focus: FINRA Unveils Key Insights on Member Firms’ Digital Asset Activities By Susan Light James Brady Alex Kim The Financial Industry Regulatory Authority (FINRA) released a comprehensive update on its insights into its member firms’ involvement in...
8/9/2024 3:58:44 PM (mis)Conduct, Money & Reputation: A Look at Equifax, CrowdStrike & Cybersecurity By Katten Muchin Rosenman LLP Cybersecurity continues to dominate headlines, concern investors and have substantial and very real implications for asset and wealth...
8/1/2024 5:43:20 PM ABA Weighs in on Generative AI Use in Legal Practice By Michael Justus Alex Kim The American Bar Association’s (ABA) Standing Committee on Ethics and Professional Responsibility issued Formal Opinion 512, attempting...
7/3/2024 11:09:40 PM U.S. Supreme Court Overturns Chevron – Impact on Health Care and Life Sciences By Kenya Scott Woodruff Ramana Rameswaran On June 28, 2024, the U.S. Supreme Court (the “Court”) issued a decision in Loper Bright Enterprises v. Raimondo and Relentless, Inc. v....
7/1/2024 8:33:10 PM A Timely Reminder from CME Market Regulation of the Broad Reach of the Duty to Supervise By Stephen Morris The CME has issued a revised Market Regulation Advisory Notice on Supervisory Responsibilities for Employees and Agents that includes a...
5/14/2024 7:04:00 PM Proposed Regulations May Mitigate Certain US Tax Reporting Obligations for Some US Taxpayers By Zachary Arons It is quite common for high-net-worth individuals to have income streams from multiple countries. For example, an individual may have an...
4/23/2024 3:48:54 PM Whistleblower Rewards Program Update: DOJ Explains and Expands Pilot Program for Voluntary Disclosures By Ryan Meyer Ryan Dean On April 15, the Department of Justice (DOJ) publicly released a memorandum fleshing out its previously announced corporate whistleblower...
4/15/2024 3:58:59 PM Senate Budget Committee Calls for More IRS Criminal Referrals to the DOJ By Ryan Dean According to Law360, the Senate Budget Committee recently held a hearing regarding offshore tax evasion where senators made clear that,...