2/13/2026 2:36:17 PM Genetic Testing Enforcement Poised to Rise: What to Expect in the Coming Year By Ryan Meyer Taylor Stilwell On January 28, 2026, the U.S. Department of Health and Human Services Office of Inspector General (“HHS OIG”) released a report, “Total...
2/4/2026 10:15:30 AM Digital Asset Exchanges, 24/7 Trading and Collateral Tokenisation: Key Takeaways from the TOK26 Summit By Christopher Collins On 29 January 2026, Katten sponsored the London Tokenisation Summit (TOK26) in London, bringing together leading voices in digital assets...
1/14/2026 3:13:59 PM Serving as a Fiduciary for Sanctioned Clients? OFAC’s Recent Enforcement Action is a Warning Shot By Michael Rosensaft Nicholas Liotta Recent enforcement actions signal the Office of Foreign Assets Control's (“OFAC”) increased scrutiny of professionals, including...
1/9/2026 8:31:48 PM FCA Finalises Simplified UK Ancillary Activities Test By Carolyn Jackson Ciara Watson James Wells On 19 December 2025, the Financial Conduct Authority (FCA) published a policy statement (PS25/24) finalising the rules and guidance for...
12/24/2025 10:18:05 AM HM Treasury and FCA Publish Comprehensive Cryptoasset Regulatory Framework By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson James Wells +2 more... Show less On 16 December 2025, the Financial Conduct Authority (FCA) published a comprehensive set of proposals to formally regulate the...
12/23/2025 12:47:42 PM FCA Consults on Reforms to Client Categorisation and Conflicts of Interest Rules By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson James Wells +2 more... Show less On 8 December 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/36) proposing significant changes to the...
12/17/2025 5:28:47 PM European Commission Announces Legislative Package to Advance EU Financial Market Integration By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson James Wells +2 more... Show less On 4 December 2025, the European Commission (EC) released a comprehensive package of measures aimed at removing barriers and enhancing...
12/11/2025 4:51:26 PM What’s that coming over the hill? – Ofcom’s Heavy Fines for Age Assurance Failures By Terry Green Larry Wong Ofcom has stepped up the pressure, firstly, by issuing two new sets of fines, with one reaching up to £1,050,000 for failure to implement...
12/3/2025 4:28:34 PM FCA Publishes Final Rules on Systematic Internaliser Regime for Bonds and Derivatives and Matched Principal Trading by MTF Operators By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson Ciara Watson James Wells +3 more... Show less On 28 November 2025, the Financial Conduct Authority (FCA) published a policy statement (PS25/17) finalising rules proposed in its July...
11/26/2025 4:06:04 PM Improving UK Transaction Reporting: FCA Consults on Streamlined Framework By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson Ciara Watson James Wells +3 more... Show less On 21 November 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/32) setting out proposed reforms to the...
11/21/2025 12:06:18 PM UK EMIR Update: Intragroup Exemption Consultations and Additional Q&As By Carolyn Jackson Ciara Watson James Wells On 5 November 2025, HM Treasury (HMT) published a draft statutory instrument, the Over-the Counter-Derivatives (Intragroup Transactions)...
11/20/2025 2:07:03 PM Lessons Learnt from Ofcom's First Enforcement of the Online Safety Act - Lessons from 4chan By Terry Green Larry Wong Since the Online Safety Act’s (OSA) first requirements came into force in January 2025, Ofcom has published its first confirmation...
11/3/2025 2:37:09 PM Keeping it Short: FCA Consults on Implementation of Streamlined UK Short Selling Regime By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson Ciara Watson James Wells +3 more... Show less On 28 October 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/29) proposing significant changes to the...
10/29/2025 6:11:24 PM Regulatory Compliance in Leveraged ETF Sales Practices By Michael Diver Richard Marshall Alex San Martin The Wall Street Journal reported last week that “Popular Leveraged Funds Shock Investors With Huge Losses.” It is important to...
10/29/2025 2:19:57 PM FCA Sets Out T+1 Settlement Expectations for UK Asset Managers and Alternative Firms By Christopher Collins Carolyn Jackson Nathaniel Lalone Neil Robson Ciara Watson James Wells +3 more... Show less On 23 October 2025, the Financial Conduct Authority (FCA) published a letter directed at firms within its Asset Management and...
10/21/2025 1:06:30 PM FCA Consults on Fund Tokenisation and Direct Dealing By Christopher Collins Ryan Hansen Thomas Laurer Neil Robson Edward Tran Ciara Watson Eleanor Bines James Wells +5 more... Show less On 14 October 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/28) setting out proposals to advance fund...