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The Fair Debt Collection Practices Act (FDCPA) imposes various requirements on debt collectors aimed to protect consumers’ privacy rights...
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On 28 October 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/29) proposing significant changes to the...
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The Wall Street Journal reported last week that “Popular Leveraged Funds Shock Investors With Huge Losses.” It is important to...
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On 23 October 2025, the Financial Conduct Authority (FCA) published a letter directed at firms within its Asset Management and...
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On 14 October 2025, the Financial Conduct Authority (FCA) published a consultation paper (CP25/28) setting out proposals to advance fund...
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On 9 October 2025, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published policy statements PS25/13...
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On 30 September 2025, the Financial Conduct Authority (FCA) published three updates in connection with the Consumer Duty (the Duty): (i)...
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On 30 September 2025, the Financial Conduct Authority (FCA) published issue 84 of Market Watch (Issue 84), providing a one-year review of...
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The Securities and Exchange Commission (SEC) issued a conditional exemptive order that grants targeted relief from several requirements...
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In what the agencies are touting as “a new era of collaboration” and “a new day for US capital markets,” the Securities and Exchange...
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Are you operating as a financial services business? Are you aware of the new cybersecurity rules that will soon apply to New...
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The Financial Conduct Authority (FCA) has published a consultation (CP25/25) on the application of the FCA Handbook to regulated...
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The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
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The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
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The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and...
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State attorneys general are increasingly active in regulating the cryptocurrency industry, stepping in with enforcement actions that...