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On 18 May 2026, the Financial Conduct Authority (“FCA”) and the Bank of England (“BoE”), including the Prudential Regulation Authority...
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Last week, the Supreme Court held that federal courts that compel arbitration and stay a case pending completion of that arbitration...
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Building on recent public statements by Commodity Futures Trading Commission (CFTC or Commission) Enforcement Director David Miller,[1]...
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The Securities and Exchange Commission (SEC) and the National Futures Association (NFA) announced an unprecedented step in regulatory...
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On May 18, 2026, the Securities and Exchange Commission (SEC) announced that it had rescinded its longstanding “no-deny” (gag) settlement...
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On May 12, the Securities and Exchange Commission (SEC) released the second episode of its podcast, Material Matters, with Chairman Paul...
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On April 28, 2026, the Securities and Exchange Commission (SEC) issued a final order adjusting for inflation the dollar amount thresholds...
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On 30 April 2026, the Financial Conduct Authority (“FCA”) published a policy statement (“PS26/7”), setting out rules and guidance to...
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More than a decade after targeting disruptive trading practices by implementing Rule 575, CME Group (CME) continues to fine-tune its...
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On April 16, the Securities and Exchange Commission (SEC) issued a concept release soliciting public comment on a comprehensive review of...
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On 22 April 2026, the Financial Conduct Authority (FCA) published its policy statement PS26/6, confirming a package of reforms to the...
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The US options market is booming, but is its regulatory framework keeping pace? On April 16, the Securities and Exchange Commission (SEC)...
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On 16 April 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/5, setting out its final rules and guidance for...
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In a matter of first impression, the Second Circuit recently affirmed the district court’s dismissal of Securities Act claims in Knapp v....
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On April 16, 2026, the Securities and Exchange Commission (SEC) debuted its podcast, Material Matters, with Chairman Paul S. Atkins...
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The Securities and Exchange Commission’s (SEC or Commission) recently released enforcement results for the 2025 fiscal year (Results)...