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On June 11, the Securities and Exchange Commission (SEC) requested a stay of proceedings in a pending class action lawsuit challenging...
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As commissioners continue to depart, the Commodity Futures Trading Commission (CFTC or Commission) may soon find itself in an...
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The Commodity Futures Training Commission’s (“CFTC”) Division of Market Oversight and Division of Clearing and Risk issued an advisory...
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Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated...
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As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally...
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On 29 April, UK Chancellor Rachel Reeves announced the publication by HM Treasury of near-final legislation to bring cryptoassets within...
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On April 11, 2025, a controversial new rule by the Federal Communications Commission (FCC) was set to take effect to modify consent...
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The acting head of the Consumer Financial Protection Bureau (CFPB) continues to winnow out regulatory tools used by agency staff under...
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The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) has withdrawn its previous staff advisory...
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On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when...
On Thursday, the Consumer Financial Protection Bureau (CFPB) dropped its high-profile enforcement action against Acima in Utah federal...
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As we previously reported, in 2023 the New York State Department of Financial Services (NYDFS) amended its cybersecurity regulation, 23...
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Amidst a blitz of executive action, on February 18, President Donald Trump signed an executive order entitled “Ensuring Accountability...
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The new administration continues to shake up the financial services regulatory environment. The CFPB’s new acting director indicated...
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On 5 February 2025, the UK Financial Conduct Authority (FCA) published a policy statement (PS25/1) setting out its response and final...
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Following the UK Financial Conduct Authority (FCA)’s February 2024 consultation on changes to its Enforcement Guide and publicising...