/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-09-25-08-24-38-547-651143c6c36751a801bac3ae.jpg)
On 21 September 2023, the Financial Conduct Authority (FCA) published a letter (Letter) setting out a “final warning” to cryptoasset...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-09-19-08-22-45-436-65095a55c3732591ad9b8be8.jpg)
The FCA has published a policy statement (PS23/13) on introducing a “gateway” for firms that approve the financial promotions of...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-09-15-16-11-40-507-6504823c6b1ded730337d80e.jpg)
On 7 September 2023, the Financial Conduct Authority (“FCA”) published a letter (“Letter”) setting out its findings from meetings with...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-30-10-04-47-139-64ef143f95186b4923404ddf.jpg)
As part of the UK’s post-Brexit regulatory reforms, the UK government is working to repeal and replace retained EU financial services law...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-28-17-14-32-727-64ecd5f8df272ad29c1444b0.jpg)
In a highly anticipated decision, the United States Court of Appeals for the Second Circuit affirmed the District Court’s decision in...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-23-13-40-21-847-64e60c45900383b4bd107b48.jpg)
On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-24-20-17-38-484-64e7bae2a9248413380a0680.jpg)
On August 23, 2023, the Securities and Exchange Commission (SEC) adopted amendments to SEC Rule 15b9-1 that effectively will require...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-24-15-58-11-906-64e77e1399544218d3fc8b30.jpg)
After seven years of extending the implementation date of the original rulemaking adopted in 2016 for Covered Agency Transactions, the...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-18-17-29-46-902-64dfaa8a1b1f5ded7fb42c76.jpg)
The Financial Conduct Authority (FCA) has published a statement (Statement) on its expectations for UK cryptoasset businesses (CBs)...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/618d4ae549b2040c84f18b8a/2023-08-15-14-18-23-336-64db892f83151db6c05bafcf.jpg)
CLICK HERE to register for this event. Industry-leading authority Henry Bregstein will moderate a half-day program on tax-efficient...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-08-14-14-12-42-641-64da365a38681b9d1d4d4a6d.jpg)
On August 9, President Biden issued an Executive Order on Addressing United States Investments in Certain National Security Technologies...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/613651eb400fb30dc02a5b3b/2023-08-03-03-35-00-595-64cb20644d59c35efab1788d.jpeg)
One US federal district court judge affirmatively challenged the analysis of another district court judge sitting in the same courthouse...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-07-31-10-48-31-368-64c7917ff70d99ab287cc3d3.jpg)
On 27 July 2023, Depository Trust & Clearing Corporation (“DTCC”) announced its decision to exit the Global Markets Entity Identifier...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-07-26-18-04-58-605-64c1604a75493389ab019ed1.jpg)
On July 26, the Securities and Exchange Commission (SEC) voted 3-2 in favor of proposing new rules and amendments designed to address...
On 28 June 2023, the UK’s Law Commission (“Commission”) published its final report (“Report”) setting out its recommendations to UK...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2023-07-12-17-57-26-997-64aee986aa7e9b10a668e644.jpg)
On 7 July 2023, the European Commission (“EC”) approved the text of a delegated regulation supplementing the EU Securitisation Regulation...