/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-07-24-17-17-39-828-68826ab3165d6fd570025add.jpg)
The Financial Industry Regulatory Authority (FINRA) is updating Rule 6860(a)(2) so that industry members who use time stamps more...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-07-15-20-46-36-265-6876be2c9812944070f7af71.jpg)
On July 7, Judge Alan Albright of the US District Court for the Western District of Texas granted the Securities and Exchange...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-07-03-14-37-03-175-6866958f1103f79f336d14c8.jpg)
On June 30, the Commodity Futures Trading Commission’s (CFTC) Market Participants Division (MPD) published a new FAQ clarifying...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-06-13-19-39-59-809-684c7e8fc86136dce803f093.jpg)
On June 11, the Securities and Exchange Commission (SEC) requested a stay of proceedings in a pending class action lawsuit challenging...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-06-02-13-08-47-291-683da25f0f0614ff4e23a0e9.jpg)
As commissioners continue to depart, the Commodity Futures Trading Commission (CFTC or Commission) may soon find itself in an...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-05-30-16-07-05-758-6839d7a9e974ee5ee48f8cd5.jpg)
The Commodity Futures Training Commission’s (“CFTC”) Division of Market Oversight and Division of Clearing and Risk issued an advisory...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-05-28-14-15-00-724-68371a649a01ca3cdaf93502.jpg)
Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-05-16-18-53-20-962-682789a0c74f716b6d1b1f7a.jpg)
As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-05-03-15-08-42-566-6816317a05194fb9c381eebd.jpg)
On 29 April, UK Chancellor Rachel Reeves announced the publication by HM Treasury of near-final legislation to bring cryptoassets within...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-04-22-21-05-41-481-680804a547007818539f10c0.jpg)
On April 11, 2025, a controversial new rule by the Federal Communications Commission (FCC) was set to take effect to modify consent...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-04-17-16-56-12-658-680132ac972912da78ff5cff.jpg)
The acting head of the Consumer Financial Protection Bureau (CFPB) continues to winnow out regulatory tools used by agency staff under...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-04-01-17-36-11-352-67ec240b9050990b49b80e00.jpg)
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) has withdrawn its previous staff advisory...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-03-17-19-33-00-111-67d878ec4f30a3066fa64e5c.jpg)
On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when...
On Thursday, the Consumer Financial Protection Bureau (CFPB) dropped its high-profile enforcement action against Acima in Utah federal...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-03-05-23-28-30-075-67c8de1e326b74f8042f60fe.jpg)
As we previously reported, in 2023 the New York State Department of Financial Services (NYDFS) amended its cybersecurity regulation, 23...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2025-02-24-15-45-40-807-67bc9424d971877f2f236d62.jpg)
Amidst a blitz of executive action, on February 18, President Donald Trump signed an executive order entitled “Ensuring Accountability...