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The UK’s All-Party Parliamentary Group (APPG) on investment fraud and fairer financial services (a group of thirty Members of Parliament...
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On November 22, the US Court of Appeals for the District of Columbia Circuit granted Alpine a preliminary injunction, ruling that the...
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Earlier today, the US District Judge Reed O’Connor in Fort Worth, Texas vacated the rule recently adopted by the Securities and Exchange...
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The 2024 US presidential elections may signal a shift in the Commodity Futures Trading Commission’s (CFTC or Commission) regulatory and...
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The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures...
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The Commodity Futures Trading Commission (CFTC) finalized amendments to its regulations governing how CFTC-registered exchanges,...
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With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...
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After five years of consultations, public meetings and roundtable discussions, the Commodity Futures Trading Commission (CFTC or...
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On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...
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On 11 September 2024, the Property (Digital Assets etc) Bill (Bill) was introduced to the House of Lords and received its first reading....
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The Commodity Futures Trading Commission (CFTC) continues to expand its regulatory reach in the decentralized finance (DeFi) space, this...
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On August 28, the US Department of the Treasury’s (Treasury Department) Financial Crimes Enforcement Network (FinCEN) issued a final rule...
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In recent years, the US Securities and Exchange Commission (SEC) has initiated several probes into how advisory firms manage their cash...
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The Financial Industry Regulatory Authority (FINRA) released a comprehensive update on its insights into its member firms’ involvement in...
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In a setback to the Securities and Exchange Commission’s (SEC) crypto enforcement efforts, a federal court has denied the agency’s...
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Cybersecurity continues to dominate headlines, concern investors and have substantial and very real implications for asset and wealth...