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The Securities and Exchange Commission (SEC) Division of Corporation Finance issued a new statement about SEC staff’s experience with SEC...
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The Commodity Futures Trading Commission's (CFTC or Commission) Market Participants Division (MPD) issued Letter 25-09, which effectively...
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On 24 March 2025, the following two developments relating to the implementation of the EU Digital Operational Resilience Act (DORA) took...
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On Friday, the Securities and Exchange Commission's (SEC) Division of Corporation Finance issued guidance clarifying when certain...
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On March 28, the staff of the Commodity Futures Trading Commission (CFTC) issued two press releases announcing the withdrawal of two...
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The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) has withdrawn its previous staff advisory...
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On March 19, Staff from the Securities and Exchange Commission (SEC) issued much-needed (and anticipated) relief in the form of two new...
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The Securities and Exchange Commission's (SEC) Division of Corporation Finance issued a significant statement yesterday that certain...
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The EU Digital Operational Resilience Act (DORA) took effect on 17 January 2025 after a two-year implementation period. DORA sets out new...
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On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when...
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During her keynote address at the Futures Industry Association’s International Futures Industry Conference, BOCA50, CFTC Acting Chairman...
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Bitcoin and other digital assets now have a welcome home in the United States government. On March 6, President Trump signed an executive...
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Amidst a blitz of executive action, on February 18, President Donald Trump signed an executive order entitled “Ensuring Accountability...
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On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a natural person’s...
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The European Commission (Commission) recently published a letter (Letter) that it sent to the European Supervisory Authorities (ESAs)...
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On 5 February 2025, the UK Financial Conduct Authority (FCA) published a policy statement (PS25/1) setting out its response and final...