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At the Futures and Derivatives Law Report Digital Asset Leadership Summit, Commodity Futures Trading Commission (CFTC) Acting Chairman...
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On 30 September 2025, the Financial Conduct Authority (FCA) published three updates in connection with the Consumer Duty (the Duty): (i)...
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On 30 September 2025, the Financial Conduct Authority (FCA) published issue 84 of Market Watch (Issue 84), providing a one-year review of...
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The Securities and Exchange Commission (SEC) issued a conditional exemptive order that grants targeted relief from several requirements...
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Are you operating as a financial services business? Are you aware of the new cybersecurity rules that will soon apply to New...
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The Securities and Exchange Commission (SEC) approved proposed rule changes by multiple exchanges to adopt generic listing standards for...
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The Financial Conduct Authority (FCA) has published a consultation (CP25/25) on the application of the FCA Handbook to regulated...
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Background HM Treasury (HMT) recently published a draft statutory instrument (SI), The Money Laundering and Terrorist Financing...
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The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
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The Katten Financial Markets and Funds team is dedicated to keeping you informed about the latest legal and regulatory changes related to...
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The Securities and Exchange Commission (the SEC or the Commission) recently released its Spring 2025 Unified Agenda of Regulatory and...
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The CFTC-SEC Joint Staff Statement on “Project Crypto–Crypto Sprint” (Joint Statement) lands in the middle of an already-active policy...
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Amid “recent confusion and disruption regarding whether non-US exchanges should register [with the Commodity Futures Trading Commission...
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The UK Financial Conduct Authority (FCA) has recently published the findings of its latest multi-firm review (the Review), assessing ten...
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In 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” which involved amendments intended to provide...
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The European Supervisory Authorities (ESAs) recently published a comprehensive guide (Guide) on the oversight of critical information and...