/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-11-19-05-41-28-254-673c25083578d9951b112697.jpg)
The 2024 US presidential elections may signal a shift in the Commodity Futures Trading Commission’s (CFTC or Commission) regulatory and...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-11-19-15-58-56-874-673cb5c09e69c3dc65f4c514.jpg)
The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-10-16-18-59-37-348-67100d19b1737c96edb6a85f.jpg)
The Commodity Futures Trading Commission (CFTC) finalized amendments to its regulations governing how CFTC-registered exchanges,...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-10-18-12-58-09-747-67125b614175dcafbf202ea5.jpg)
With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-10-01-21-52-36-882-66fc6f24f40e23a159435235.jpg)
After five years of consultations, public meetings and roundtable discussions, the Commodity Futures Trading Commission (CFTC or...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-09-24-15-31-28-828-66f2db5084775f0b287ea6f1.jpg)
On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-09-16-10-51-07-360-66e80d9bd8408626625a1a2b.jpg)
On 11 September 2024, the Property (Digital Assets etc) Bill (Bill) was introduced to the House of Lords and received its first reading....
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-09-05-13-43-50-597-66d9b5966a06099dfb02af3f.jpg)
The Commodity Futures Trading Commission (CFTC) continues to expand its regulatory reach in the decentralized finance (DeFi) space, this...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-08-29-14-58-25-232-66d08c9196372dcd02393822.jpg)
On August 28, the US Department of the Treasury’s (Treasury Department) Financial Crimes Enforcement Network (FinCEN) issued a final rule...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-08-16-18-46-58-077-66bf9ea23c32bb70eb7263c1.jpg)
In recent years, the US Securities and Exchange Commission (SEC) has initiated several probes into how advisory firms manage their cash...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-08-15-15-18-13-628-66be1c357c1fc86ef75a1a06.jpg)
The Financial Industry Regulatory Authority (FINRA) released a comprehensive update on its insights into its member firms’ involvement in...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-08-09-19-40-27-145-66b670ab9a6577f0bc990ba4.jpg)
In a setback to the Securities and Exchange Commission’s (SEC) crypto enforcement efforts, a federal court has denied the agency’s...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-08-08-20-51-45-335-66b52fe1fb7787640143c05c.jpg)
Cybersecurity continues to dominate headlines, concern investors and have substantial and very real implications for asset and wealth...
/Passle/5fb3c068e5416a1144288bf8/SearchServiceImages/2024-08-09-13-52-50-970-66b61f32be70b2ba9dc823c5.jpg)
On 26 July 2024, the Financial Conduct Authority (FCA) published three consultations in relation to: the new Public Offers and Admission...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-08-01-20-46-44-522-66abf434cb2110fd5cb81b0a.jpg)
Two artists have filed a lawsuit against the Securities and Exchange Commission (SEC), contesting the agency’s assertion of authority...
/Passle/5fb3c068e5416a1144288bf8/MediaLibrary/Images/2024-07-31-23-13-19-346-66aac50f5b134c3bdc8d3056.jpg)
The American Bar Association’s (ABA) Standing Committee on Ethics and Professional Responsibility issued Formal Opinion 512, attempting...