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On 21 September 2023, the Financial Conduct Authority (FCA) published a letter (Letter) setting out a “final warning” to cryptoasset...
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The FCA has published a policy statement (PS23/13) on introducing a “gateway” for firms that approve the financial promotions of...
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On 7 September 2023, the Financial Conduct Authority (“FCA”) published a letter (“Letter”) setting out its findings from meetings with...
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In collaboration with reputation consultancy Lansons, Katten has launched “(mis)Conduct, Money & Reputation,” a new podcast series that...
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As part of the UK’s post-Brexit regulatory reforms, the UK government is working to repeal and replace retained EU financial services law...
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The Securities and Exchange Commission acted arbitrarily and capriciously when it denied Grayscale Investment LLC’s proposed listing of a...
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An offering of non-fungible tokens was deemed an unlawful offering of securities without registration by the Securities and Exchange...
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In a highly anticipated decision, the United States Court of Appeals for the Second Circuit affirmed the District Court’s decision in...
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On August 23, the Securities and Exchange Commission (SEC) voted 3-2 (with Commissioners Peirce and Uyeda dissenting) in favor of...
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On August 23, 2023, the Securities and Exchange Commission (SEC) adopted amendments to SEC Rule 15b9-1 that effectively will require...
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After seven years of extending the implementation date of the original rulemaking adopted in 2016 for Covered Agency Transactions, the...
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The Financial Conduct Authority (FCA) has published a statement (Statement) on its expectations for UK cryptoasset businesses (CBs)...
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CLICK HERE to register for this event. Industry-leading authority Henry Bregstein will moderate a half-day program on tax-efficient...
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One US federal district court judge affirmatively challenged the analysis of another district court judge sitting in the same courthouse...
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On 27 July 2023, Depository Trust & Clearing Corporation (“DTCC”) announced its decision to exit the Global Markets Entity Identifier...