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In July, we wrote about the final regulations under T.D. 10052, which confirm that a Section 1035 exchange is no longer, by itself, a...
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The Securities and Exchange Commission (SEC) has proposed treating “accredited investors” under Regulation D as “qualified clients” under...
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Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved...
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The Financial Conduct Authority (FCA) has published two sets of finalised non-Handbook guidance on COREPRU 7 (FG26/9) and CRYPTOPRU 7...
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The Commodity Futures Trading Commission (CFTC) has taken another significant step towards developing a broader federal regulatory...
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The UK Financial Conduct Authority (FCA) and the Bank of England (BoE) (together, the Regulators) have published a joint Feedback...
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Prediction markets have steadily expanded the universe of event contracts in which market participants can take positions, the newest...
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Dave Bowman won. It is worth remembering, amid the current genre of reporting in which artificial intelligence (AI) is revealed to be...
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The Financial Conduct Authority (FCA) has published a policy statement (PS26/18) on the finalised perimeter guidance for the UK’s new...
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This week's Wall Street Journal piece on private placement life insurance, "'A Roth IRA on Steroids': Wealthy Americans Find Another...
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For a few years, the insurance-dedicated separately managed account (ID-SMA) was a structure that many advisors had heard about but few...
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Does federal derivatives law preempt state gaming regulations when a prediction market lists sports-related contracts as swaps? In...
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A tailored securities offering regime for crypto assets After years of applying decades-old securities rules to digital assets, the...
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For the better part of a decade, every estate planning conversation my colleagues had with a high-net-worth family started with the same...
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On 3 August 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/15, setting out final transaction reporting rules...
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Introduction On 6 July 2026, the European Securities and Markets Authority (ESMA) published two important documents on recent...