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The EU Digital Operational Resilience Act (DORA) took effect on 17 January 2025 after a two-year implementation period. DORA sets out new...
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On Friday, March 14, in Regulatory Notice 25-05, the Financial Industry Regulatory Authority (FINRA) proposed a new rule to address when...
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During her keynote address at the Futures Industry Association’s International Futures Industry Conference, BOCA50, CFTC Acting Chairman...
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Bitcoin and other digital assets now have a welcome home in the United States government. On March 6, President Trump signed an executive...
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Amidst a blitz of executive action, on February 18, President Donald Trump signed an executive order entitled “Ensuring Accountability...
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On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a natural person’s...
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The European Commission (Commission) recently published a letter (Letter) that it sent to the European Supervisory Authorities (ESAs)...
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On 5 February 2025, the UK Financial Conduct Authority (FCA) published a policy statement (PS25/1) setting out its response and final...
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The European Insurance and Occupational Pensions Authority recently published the European Commission’s response (Q&A 2999) on the...
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The Trump administration is moving swiftly to reshape federal digital asset policy. On January 23, President Trump issued an executive...
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Following the UK Financial Conduct Authority (FCA)’s February 2024 consultation on changes to its Enforcement Guide and publicising...
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After a two-year implementation period, the EU Digital Operational Resilience Act (DORA) takes effect on 17 January 2025. DORA is part...
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In 2014, the Joint Audit Committee issued a Regulatory Alert insisting that futures commission merchant (FCM) clearing members treat...
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Three digital asset organizations have jointly filed a lawsuit challenging the Internal Revenue Service’s (IRS) new digital asset broker...
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The UK’s All-Party Parliamentary Group (APPG) on investment fraud and fairer financial services (a group of thirty Members of Parliament...
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On November 22, the US Court of Appeals for the District of Columbia Circuit granted Alpine a preliminary injunction, ruling that the...