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After adopting final rules in 2020, the Commodity Futures Trading Commission (CFTC) adopted amendments to the capital and financial...
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Adopted partially in response to a 2023 cyberattack on a widely-used, third-party service provider to several financial services firms,...
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Emphasizing its broad authority over fraud solely in connection with commodities – not just fraud in connection with derivatives...
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It is no longer just lions, tigers and bears Dorothy needs to be fearful of, but if she is a potential defendant in a CFTC enforcement...
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'The Commodity Futures Trading Commission appears to have revived a version of Major League Baseball’s “neighborhood play,” as evidenced...
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A developer and financial backers of a renowned decentralized finance protocol cannot be held liable to private litigants for the...
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One US federal district court judge affirmatively challenged the analysis of another district court judge sitting in the same courthouse...
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A decentralized autonomous organization is an unincorporated association under California and federal law that is liable for violations...
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A framework for a potential bill that would provide (1) the Commodity Futures Trading Commission exclusive jurisdiction over digital...
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Current risk management program (RMP) requirements of swap dealers (SDs) and future commission merchants (FCMs) will be re-evaluated as...
The recent collapse of FTX and other companies transacting in cryptoassets prompted staff of the U.S. Securities and Exchange Commission...
Once, many years ago, the Joint Audit Committee released a Regulatory Alert (RA 14-03) addressed to futures commission merchants that are...
The Securities and Exchange Commission again rejected an exchange’s application to list and trade shares of a bitcoin ETF on November 12,...