02 Dec, 2024 The EU’s ‘Great Re-Bundling’ – ESMA Consults on Changes to Research Rules for EU Managers By Neil Robson Christopher Collins Ciara McBrien Sara Portillo Larry Wong +2 more... Show less The European Securities and Markets Authority (ESMA) has recently published a consultation seeking feedback (Consultation) on draft...
27 Nov, 2024 UK Parliamentary Group Publishes 'Hard-Hitting' Report on the FCA By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less The UK’s All-Party Parliamentary Group (APPG) on investment fraud and fairer financial services (a group of thirty Members of Parliament...
12 Nov, 2024 The SEC Adopts Rules Amending the Covered Clearing Agency Standards By Nathaniel Lalone James Brady Carl Kennedy Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less The Securities and Exchange Commission (SEC) has recently adopted final rules applicable to SEC-registered Covered Clearing Agencies...
18 Oct, 2024 Counting Down to DORA Compliance: Recent Developments By Nathaniel Lalone Ciara McBrien With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...
24 Sep, 2024 FCA Consults on Guidance for UK Trade Repositories’ UK EMIR Reporting Requirements By Carolyn Jackson Ciara McBrien On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...
16 Sep, 2024 UK Parliament Introduces Bill Categorising Certain Digital Assets as “Personal Property” By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 11 September 2024, the Property (Digital Assets etc) Bill (Bill) was introduced to the House of Lords and received its first reading....
29 Aug, 2024 FCA Proceeds with the ‘New’ Option for Investment Research Payments By Neil Robson Christopher Collins Ciara McBrien Sara Portillo +1 more... Show less The Financial Conduct Authority (FCA) has recently published its Policy Statement on Payment Optionality for Investment Research...
09 Aug, 2024 FCA Consults on Proposals for the UK Wholesale Markets By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 26 July 2024, the Financial Conduct Authority (FCA) published three consultations in relation to: the new Public Offers and Admission...