Aug 29, 2024 FCA Proceeds with the ‘New’ Option for Investment Research Payments By Neil Robson Christopher Collins Ciara McBrien Sara Portillo +1 more... Show less The Financial Conduct Authority (FCA) has recently published its Policy Statement on Payment Optionality for Investment Research...
Aug 09, 2024 FCA Consults on Proposals for the UK Wholesale Markets By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 26 July 2024, the Financial Conduct Authority (FCA) published three consultations in relation to: the new Public Offers and Admission...
Jul 29, 2024 FCA Publishes Policy Statement on UK Overseas Funds Regime By Neil Robson Christopher Collins Ciara McBrien On 17 July 2024, the Financial Conduct Authority (FCA) published a policy statement (PS24/7) setting out the final rules and guidance...
May 15, 2024 UK Regulators Publish Final Securitisation Rules By Christopher Collins Peter Englund Neil Robson Nathaniel Lalone Ciara McBrien Sara Portillo +3 more... Show less On 30 April 2024, the Financial Conduct Authority (FCA) published a policy statement (PS24/4) setting out its final firm-facing rules...
May 14, 2024 OFSI Publishes FAQS on UK Financial Sanctions By Neil Robson Carolyn Jackson Nathaniel Lalone Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 1 May 2024, the UK Office of Financial Sanctions Implementation (OFSI) published a new set of Frequently Asked Questions (FAQs). The...
May 03, 2024 European Parliament Adopts Corporate Sustainability Due Diligence Directive By Neil Robson Ciara McBrien Sara Portillo On 24 April 2024, the European Parliament (Parliament) formally adopted at first reading the final text of the Corporate Sustainability...
Apr 08, 2024 UK FCA Publishes Guidance on Social Media Financial Promotions By Neil Robson Carolyn Jackson Nathaniel Lalone Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 26 March 2024, the Financial Conduct Authority (FCA) issued its finalised guidance in relation to financial promotions on social media...
Mar 27, 2024 UK HMT Publishes Policy Paper on its Approach to Designation of Critical Third Parties By Nathaniel Lalone Ciara McBrien On 21 March 2024, HM Treasury (HMT) published a policy paper (Policy Paper) setting out its approach to designating critical third...