12 Nov, 2024 The SEC Adopts Rules Amending the Covered Clearing Agency Standards By Nathaniel Lalone James Brady Carl Kennedy Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less The Securities and Exchange Commission (SEC) has recently adopted final rules applicable to SEC-registered Covered Clearing Agencies...
18 Oct, 2024 Counting Down to DORA Compliance: Recent Developments By Nathaniel Lalone Ciara McBrien With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...
24 Sep, 2024 FCA Consults on Guidance for UK Trade Repositories’ UK EMIR Reporting Requirements By Carolyn Jackson Ciara McBrien On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...
16 Sep, 2024 UK Parliament Introduces Bill Categorising Certain Digital Assets as “Personal Property” By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 11 September 2024, the Property (Digital Assets etc) Bill (Bill) was introduced to the House of Lords and received its first reading....
29 Aug, 2024 FCA Proceeds with the ‘New’ Option for Investment Research Payments By Neil Robson Christopher Collins Ciara McBrien Sara Portillo +1 more... Show less The Financial Conduct Authority (FCA) has recently published its Policy Statement on Payment Optionality for Investment Research...
09 Aug, 2024 FCA Consults on Proposals for the UK Wholesale Markets By Carolyn Jackson Nathaniel Lalone Neil Robson Christopher Collins Ciara McBrien Sara Portillo +3 more... Show less On 26 July 2024, the Financial Conduct Authority (FCA) published three consultations in relation to: the new Public Offers and Admission...
29 Jul, 2024 FCA Publishes Policy Statement on UK Overseas Funds Regime By Neil Robson Christopher Collins Ciara McBrien On 17 July 2024, the Financial Conduct Authority (FCA) published a policy statement (PS24/7) setting out the final rules and guidance...
15 May, 2024 UK Regulators Publish Final Securitisation Rules By Christopher Collins Peter Englund Neil Robson Nathaniel Lalone Ciara McBrien Sara Portillo +3 more... Show less On 30 April 2024, the Financial Conduct Authority (FCA) published a policy statement (PS24/4) setting out its final firm-facing rules...