Ciara McBrien

1/22/2025 9:34:33 AM

FCA Consults on Second Phase of Enforcement Investigation Proposals

By Carolyn Jackson Nathaniel Lalone Neil Robson +3 more...

Following the UK Financial Conduct Authority (FCA)’s February 2024 consultation on changes to its Enforcement Guide and publicising...

1/17/2025 11:49:19 AM

By Nathaniel Lalone Ciara McBrien

After a two-year implementation period, the EU Digital Operational Resilience Act (DORA) takes effect on 17 January 2025. DORA is part...

12/2/2024 4:27:19 PM

By Neil Robson Christopher Collins Ciara McBrien +2 more...

The European Securities and Markets Authority (ESMA) has recently published a consultation seeking feedback (Consultation) on draft...

11/27/2024 4:15:16 PM

By Carolyn Jackson Nathaniel Lalone Neil Robson +3 more...

The UK’s All-Party Parliamentary Group (APPG) on investment fraud and fairer financial services (a group of thirty Members of Parliament...

11/12/2024 4:43:31 PM

By Nathaniel Lalone James Brady Carl Kennedy +3 more...

The Securities and Exchange Commission (SEC) has recently adopted final rules applicable to SEC-registered Covered Clearing Agencies...

10/18/2024 1:54:09 PM

By Nathaniel Lalone Ciara McBrien

With less than three months remaining until the implementation date of the EU Digital Operational Resilience Act (DORA), this note...

9/24/2024 8:47:30 PM

By Carolyn Jackson Ciara McBrien

On 4 September, the Financial Conduct Authority (FCA) published a website seeking feedback (Consultation) on draft questions and answers...

9/16/2024 10:58:02 AM

By Carolyn Jackson Nathaniel Lalone Neil Robson +3 more...

On 11 September 2024, the Property (Digital Assets etc) Bill (Bill) was introduced to the House of Lords and received its first reading....