Nov 08, 2023 Action Required: Corporate Transparency Act Reporting Is Here By Katten Muchin Rosenman LLP This advisory provides a general summary of the Corporate Transparency Act1 and its requirements and is not intended to, and does not,...
Oct 20, 2023 The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers By David Dickstein Eli Krasnow On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report...
Sep 28, 2023 FinCEN Announces Extension to CTA Reporting Deadlines By Kevin Keen The U.S. Corporate Transparency Act (CTA) is the first comprehensive ultimate beneficial owner (UBO) and controlling persons reporting...
Sep 14, 2023 CFPB Director Announces Intention to Propose Rules Targeting the Reliance on Non-Traditional Data Sources in Consumer Finance By Eric Hail Christina Grigorian Jessica Harrell
Aug 21, 2023 Benefits and Cautions of Capital Raising and Dual Listings in the US and Canada By Mark Wood Alyse Sagalchik There were several highlights from Katten’s recent webinar, "US–Canadian Cross-Border Capital Raising and Dual Listings." With an engaged...
Jul 11, 2023 Transferability of Renewable Energy Tax Credits Under the Inflation Reduction Act of 2022: What Are We Waiting For? By Harold Davidson Brandon Hadley The Inflation Reduction Act of 2022 provides for the transferability of certain renewable energy tax credits, including the investment...
Mar 06, 2023 SPAC Groundhog Day By Richard Zelichov Mark Wood On March 1, 2023, the Delaware Court of Chancery issued its third decision concerning fiduciary duties in connection with de-SPAC...
Oct 15, 2021 Crypto Regulation By Enforcement = Regulation That Stifles Legitimate Innovation By Gary DeWaal The SEC's policy of drawing the line between securities and non-securities principally through enforcement actions forces innovators...