8/27/2025 4:46:33 PM Just Over Two Weeks to Complete EDGAR Next Enrollment By Christian Hennion David Dickstein Adam Bolter Eli Krasnow Nicholas Gervasi Robert Bourret +3 more... Show less In 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” which involved amendments intended to provide...
5/30/2025 5:53:44 PM Stay on Alert: CFTC Staff Reminds Registered Exchanges and Clearinghouses to Evaluate and Calibrate Their Volatility Control Mechanisms By Carl Kennedy Eli Krasnow The Commodity Futures Training Commission’s (“CFTC”) Division of Market Oversight and Division of Clearing and Risk issued an advisory...
11/19/2024 5:30:03 PM Expected CFTC Implementations Post-2024 Election: Key Considerations for Futures Commission Merchants By Carl Kennedy Stephen Morris Eli Krasnow Nicholas Gervasi +1 more... Show less The 2024 US elections may signal a shift in the policy orientation of other federal financial regulators, but at the Commodity Futures...
7/31/2024 9:47:32 PM FinCEN Proposes Enhanced AML Rules By Susan Light Eli Krasnow On July 3, the Financial Crimes Enforcement Network (FinCEN) published a proposed rule (the Proposal) to strengthen and modernize...
10/20/2023 5:51:05 PM The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers By David Dickstein Eli Krasnow On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report...