1/7/2025 3:20:00 PM The CFTC Codifies the Letter 19-17 Compliance Processes Around Separately Margined Accounts By Stephen Morris In 2014, the Joint Audit Committee issued a Regulatory Alert insisting that futures commission merchant (FCM) clearing members treat...
11/1/2024 5:13:57 PM UK Securitisation Framework Comes into Force By Christopher Collins Nathaniel Lalone On 1 November 2024, the UK’s onshored version of the EU’s Securitisation Regulation was replaced by the UK’s new regulatory framework for...
10/25/2024 5:37:25 PM The CFTC Amends Part 40 to Streamline and Improve Product Submission Processes By Carl Kennedy Nicholas Gervasi The Commodity Futures Trading Commission (CFTC) finalized amendments to its regulations governing how CFTC-registered exchanges,...
7/13/2023 2:08:19 PM European Commission Adopts Rules on Securitisation Risk Retention By Christopher Collins Nathaniel Lalone Peter Englund On 7 July 2023, the European Commission (“EC”) approved the text of a delegated regulation supplementing the EU Securitisation Regulation...