Katten - Your business drives us. Results define us.

3/23/2026 3:46:58 PM

"The Arbitrator Exceeded Her Authority": Specific Arbitration Agreement Terms Lead to Successful Appeal of Award

By Ted Huffman

It is difficult to appeal an arbitrator’s award due to limited appeal grounds and deferential standards governing arbitral...

3/19/2026 8:43:57 PM

The Evolving Landscape of Presidential Tariffs After the Supreme Court’s Decision in Learning Resources v. Trump

By Michael Rosensaft Caitlin Rubin

In February 2026, the Supreme Court ruled 6-3 in Learning Resources v. Trump that the International Emergency Economic Powers Act...

3/17/2026 1:56:25 PM

DOJ Announces Unified Corporate Enforcement Policy

By Scott Resnik Alan Brudner Michael Rosensaft +1 more...

On March 10, 2026, the Department of Justice (“DOJ”) unveiled a first-ever Department-wide corporate enforcement policy. Deputy Attorney...

3/16/2026 2:32:30 PM

Tilting At Windmills: Defending Overconcentration Claims In Today’s Index-Driven Equity Markets

By David Goldberg Zachary Schmitz Alexa Warner

“It is the part of a wise man to keep himself today for tomorrow and not venture all his eggs in one basket.” Miguel de Cervantes, Don...

3/4/2026 4:48:24 PM

New Texas Summary Judgment Rules Are Now In Effect: Expedited Action and Challenges for Litigants to Navigate

By Ted Huffman Will Davis

At the behest of the State Legislature (SB 293), the Texas Supreme Court recently finalized and adopted amendments to Rule 166a of the...

3/4/2026 4:04:45 PM

Reimagining Securities Arbitration: FINRA Launches Broad Review of Arbitration Rules and Requests Comment on Modernization Initiative

By Zachary Schmitz David Goldberg Susan Light +2 more...

Responding to concerns raised and longstanding debates over how the Financial Industry Regulatory Authority’s (FINRA) arbitration forum...

3/4/2026 3:55:58 PM

FINRA Unveils Changes to Enforcement Program to Increase Transparency and Efficiency

By Zachary Schmitz Susan Light David Goldberg +1 more...

The Financial Industry Regulatory Authority (FINRA) announced changes to its enforcement program on March 2, as part of its broader...

2/26/2026 8:08:44 PM

SEC Enforcement Gets a Refresh: Updates to Enforcement Manual Focus on Transparency and Fairness

By Zachary Schmitz Peter Wilson Ben Levine +1 more...

For the first time in nearly a decade, the Securities and Exchange Commission (SEC) updated its Enforcement Manual (Manual), which has...

2/26/2026 3:38:29 PM

Know the Outcome? Don't Trade: CFTC Puts Prediction Markets on Notice

By Zachary Schmitz Carl Kennedy Matt Kluchenek +1 more...

In an unusual move, the Commodity Futures Trading Commission’s (CFTC or Commission) Division of Enforcement (Division) issued an advisory...

2/18/2026 5:47:59 PM

From Indictment to Dismissal

By Brandon McCarthy

Most people are arrested and charged within a day of an offense being committed. Here, the DOJ charged my client with its most recent...

1/20/2026 5:59:32 PM

Supreme Court to Decide Fate of SEC’s Disgorgement Power

By Nicholas Liotta Scott Resnik

The U.S. Supreme Court is set to resolve a critical circuit split over whether the Securities and Exchange Commission (“SEC”) must prove...

1/14/2026 3:13:59 PM

Serving as a Fiduciary for Sanctioned Clients? OFAC’s Recent Enforcement Action is a Warning Shot

By Michael Rosensaft Nicholas Liotta

Recent enforcement actions signal the Office of Foreign Assets Control's (“OFAC”) increased scrutiny of professionals, including...

11/4/2025 4:55:44 PM

Court Dismisses Overly-Technical Claim That FDCPA Applies to Communications With Vendors Mailing Collection Letters

By Ted Huffman

The Fair Debt Collection Practices Act (FDCPA) imposes various requirements on debt collectors aimed to protect consumers’ privacy rights...

9/30/2025 5:16:14 PM

FTC’s Landmark $2.5 Billion Amazon Settlement Highlights Ongoing Focus on “Dark Patterns”

By Catherine O'Brien Chris Cole

Updated 9/30/2025 Three days into trial, Amazon agreed to pay $2.5 billion to settle a Federal Trade Commission lawsuit alleging that the...

6/10/2025 3:22:31 PM

Fifth Circuit Affirms Party's Strategic Maneuver to Compel Arbitration From Federal Court Even When Forum Clause Required Remand

By Ted Huffman

In a notable clarification of removal and arbitration procedure, the Fifth Circuit in Odom Industries, Inc. v. Sipcam Agro Solutions,...

5/15/2025 7:19:45 PM

Increased Clarity for White-Collar Clients: The Department of Justice Unveils its Revised Corporate Self-Disclosure Policy

By Nicholas Liotta Scott Resnik Alan Brudner +1 more...

What should U.S. businesses take from the Department of Justice’s (“DOJ”) revisions to its Corporate Enforcement and Voluntary...

List Professionals Alphabetically

Search Professionals

"The Arbitrator Exceeded Her Authority": Specific Arbitration Agreement Terms Lead to Successful Appeal of Award

The Evolving Landscape of Presidential Tariffs After the Supreme Court’s Decision in Learning Resources v. Trump

DOJ Announces Unified Corporate Enforcement Policy

Tilting At Windmills: Defending Overconcentration Claims In Today’s Index-Driven Equity Markets

New Texas Summary Judgment Rules Are Now In Effect: Expedited Action and Challenges for Litigants to Navigate

Reimagining Securities Arbitration: FINRA Launches Broad Review of Arbitration Rules and Requests Comment on Modernization Initiative

FINRA Unveils Changes to Enforcement Program to Increase Transparency and Efficiency

SEC Enforcement Gets a Refresh: Updates to Enforcement Manual Focus on Transparency and Fairness

Know the Outcome? Don't Trade: CFTC Puts Prediction Markets on Notice

From Indictment to Dismissal

Supreme Court to Decide Fate of SEC’s Disgorgement Power

Serving as a Fiduciary for Sanctioned Clients? OFAC’s Recent Enforcement Action is a Warning Shot

Court Dismisses Overly-Technical Claim That FDCPA Applies to Communications With Vendors Mailing Collection Letters

FTC’s Landmark $2.5 Billion Amazon Settlement Highlights Ongoing Focus on “Dark Patterns”

Fifth Circuit Affirms Party's Strategic Maneuver to Compel Arbitration From Federal Court Even When Forum Clause Required Remand

Increased Clarity for White-Collar Clients: The Department of Justice Unveils its Revised Corporate Self-Disclosure Policy

Contact Us

Legal Notices