08 May, 2024 Managing Risk and Volatility Within a Family Office Structure: 10 Areas to Watch By Kathryn von Matthiessen Managing risk and volatility within a family office structure is a timely and complex topic. During a recent Katten webinar, we assembled...
20 Oct, 2023 The SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers By David Dickstein Eli Krasnow On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers (“Institutional Managers”) to report...
04 Oct, 2023 Join Katten for the Annual Private Wealth & Fiduciary Seminar on October 11 By Katten Events Katten will present its annual Private Wealth & Fiduciary Seminar, “Advising UHNW Families in an Era of Uncertainty,” at 9:00 a.m. (CT)...
28 Sep, 2023 FinCEN Announces Extension to CTA Reporting Deadlines By Kevin Keen The U.S. Corporate Transparency Act (CTA) is the first comprehensive ultimate beneficial owner (UBO) and controlling persons reporting...
15 Aug, 2023 Join Katten for the 11th Annual Tax-Efficient Investing Program on September 13 By Katten CLICK HERE to register for this event. Industry-leading authority Henry Bregstein will moderate a half-day program on tax-efficient...
10 Jul, 2023 Institutional Investment Managers Filing Form 13F Must Now Track and Report Executive Compensation Proxy Votes and Securities Lending Activities By David Dickstein On July 1, 2023, the first reporting period for disclosure on Form N-PX of proxy votes regarding certain executive compensation matters...
10 Feb, 2022 SEC Moves Forward with Heightened Private Fund Regulation By Ryan Meyer Meeting this morning, the Securities and Exchange Commission formally proposed rules that would require private fund managers to, among...