Among US financial regulators, the Joint Audit Committee speaks softly; but, for futures commission merchants that are clearing members of the Chicago Mercantile Exchange, it carries a big stick. In this piece just published in the Futures and Derivatives Law Report, I examine the Joint Audit Committee's attempts to regulate the terms under which FCMs contract with their customers, by way of comparison with recent staff guidance from the Fed and the SEC.
July 22, 2022
More posts by Stephen Morris
Recent posts from Katten
As a free user, you can follow Passle and like posts.
To repost this post to your own Passle blog, you will need to upgrade your account.
For plans and pricing, please contact our sales team at email@example.com